• Senior Auditor, Broker Dealer /Asset…

    Charles Schwab (Austin, TX)
    …efficiency of governance processes, risk management, and internal controls. The Broker- Dealer /Asset Management enterprise team is seeking a Senior Auditor (Senior ... Specialist). The Broker- Dealer /Asset Management team provides internal audit coverage of the...Reporting to a Director or Senior Manager in the Broker- Dealer /Asset Management enterprise team, the Senior Auditor will have… more
    Charles Schwab (07/24/25)
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  • Internal Audit Manager, Broker Dealer

    Charles Schwab (Westlake, TX)
    …efficiency of governance processes, risk management, and internal controls. The Broker- Dealer /Asset Management enterprise team is seeking an Internal Audit Manager. ... The Broker- Dealer /Asset Management team provides internal audit coverage of the...office operational functions. Reporting to a Director of the Broker- Dealer /Asset Management enterprise team, the Internal Audit Manager will… more
    Charles Schwab (07/18/25)
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  • Commercial Credit Lead, Dealer Commercial…

    M&T Bank (Clanton, AL)
    …+ Facilitate the credit needs of customers by underwriting new requests and material modifications from deal screen through approval and for the life of the loan. ... **Overview:** The Commercial Credit Lead plays a vital role in assessing and managing credit risk for commercial clients at M&T Bank. This client facing position involves analyzing financial statement, structuring credit solutions, negotiating legal documents,… more
    M&T Bank (07/05/25)
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  • Broker- Dealer Accounting Group Manager Sr

    Huntington National Bank (Chicago, IL)
    …Segment Controller, this position will play a vital role in the broker- dealer 's day-to-day accounting operations. The role will be responsible for preparing journal ... entries, reconciling GL accounts, summarizing and analyzing daily trade activity, assisting in the preparation of various financial and regulatory reports and serve as a liaison to both internal and external audits. This position will also provide a high level… more
    Huntington National Bank (07/04/25)
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  • Manager, Broker Dealer Accounting

    Capital One (Mclean, VA)
    Manager, Broker Dealer Accounting Does the idea of working with professional, highly trained accountants inspire you? Are you an accounting professional with a ... highly motivated Accounting Manager to support Capital One Securities, a broker dealer registered with the Financial Industry Regulatory Authority (FINRA) and the… more
    Capital One (05/14/25)
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