• Compliance Manager , Capital Markets

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …experience, specialized training and/or certification in securities or banking industry compliance to assist in administering and managing an assigned compliance ... and Responsibilities** + Assists the Capital Markets Fixed Income Compliance team with managing their core compliance ...Income Compliance team with managing their core compliance program to ensure compliance processes and… more
    Raymond James Financial, Inc. (08/22/25)
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  • SEC Compliance Manager /Director

    Robert Half Finance & Accounting (Houston, TX)
    …team. This newly created role reflects the company's commitment to transparency, compliance , and sustainability. The position is fully remote, but candidates must ... other required disclosures. + Lead ESG reporting initiatives, ensuring compliance with emerging regulations and alignment with recognized sustainability frameworks… more
    Robert Half Finance & Accounting (08/21/25)
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  • Advertising Compliance Manager

    Aegon Asset Management (Cedar Rapids, IA)
    Job Family Regulatory Compliance About Us At Transamerica, hard work, innovative thinking, and personal accountability are qualities we honor and reward. We ... information, visit transamerica.com . Job Description Summary Direct the day-to-day Advertising Compliance operations of the compliance department. Manage a team… more
    Aegon Asset Management (08/21/25)
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  • Senior Compliance Manager

    Intuit (Atlanta, GA)
    **Overview** We are seeking a highly motivated and experienced Sanctions Compliance Manager , Sanctions, to join our Sanctions Compliance Office. In this ... opportunity for a detail-oriented professional with a strong understanding of sanctions compliance and a proven track record in complex investigations to make a… more
    Intuit (08/08/25)
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  • VP, Investment Compliance Manager

    Aflac (New York, NY)
    VP, Investment Compliance Manager The Company: Aflac Asset Mgt. LLC The Location: New York City, NY, US, 10005 The Division: Global Investment Job Id: 8034 About ... Certifications a plus Skills/Knowledge: + Minimum 2 years as a manager in Investment Compliance + Good working knowledge of Portfolio Management / Investment… more
    Aflac (07/25/25)
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  • Accounting Policy & SOX Compliance

    Federal Home Loan Bank of Boston (Boston, MA)
    Accounting Policy & SOX Compliance Manager Location Boston Apply Now ... benefits, and a work-life balance. Position Summary The Accounting Policy and SOX Compliance Manager oversees and has overall responsibility for the development,… more
    Federal Home Loan Bank of Boston (07/12/25)
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  • Audit & Compliance Manager

    Robert Half Finance & Accounting (Wayne, PA)
    Description Global, services provider seeks a detail oriented, Audit & Compliance Manager with proven expertise overseeing internal controls, corporate ... accounting while performing risk management. Duties for this Audit & Compliance Manager are but not limited to developing risk assessments, perform accurate… more
    Robert Half Finance & Accounting (06/30/25)
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  • Compliance Manager

    General Atomics (Poway, CA)
    …training requirements. This includes ensuring business systems meet all DFARS compliance standards, including those related to cost accounting, financial reporting, ... processes and procedures, proactively identifying areas of risk or potential compliance issues, and recommending strategies or solutions to address related audit… more
    General Atomics (06/24/25)
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  • Global AML Trade Finance Advisory…

    MUFG (Irving, TX)
    …the Head of Global AML Wholesale Advisory. The Global AML Trade Finance Advisory Manager will report to the Head of Trade Finance AML Advisory. An AML/FCC subject ... officers. + Regularly coordinates with other areas of the Global Financial Crime Compliance team to build partnerships and best practices. + Engages with relevant… more
    MUFG (06/06/25)
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