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Description

We are a growing private equity firm with a strong portfolio of small to mid-sized businesses, we are seeking a Compliance Analyst to support and enhance our firm's regulatory and financial compliance framework.

Position Overview:

The Compliance Analyst will be responsible for ensuring regulatory and financial compliance across the firm and its portfolio companies. This role requires a detail-oriented professional who can work independently, maintain confidentiality, and oversee quarterly financial compliance certifications. The ideal candidate will have a business degree and experience coming from an RIA (Registered Investment Advisor), Private Equity Firm, Broker Dealer or similar. Knowledge of reporting to FINRA or SEC.

Key Responsibilities:

+ Oversee compliance reporting and certifications for the firm and portfolio companies.

+ Distribute, track, and ensure completion of quarterly financial compliance certifications.

+ Maintain and enforce confidentiality policies across financial and operational data.

+ Work closely with legal, finance, and investment teams to ensure compliance with regulatory requirements.

+ Assist with audits, financial compliance reviews, and regulatory filings.

+ Monitor and improve internal compliance procedures to align with industry best practices.

+ Serve as the main point of contact for compliance-related inquiries from internal and external stakeholders.

Requirements

Qualifications & Skills:

+ Bachelor’s degree in Business, Finance, Accounting, or a related field.

+ Experience coming from an RIA (Registered Investment Advisor), Private Equity Firm, Broker Dealer or similar. Knowledge of reporting to FINRA or SEC.

+ Background in paralegal work, tax, audit, or accounting is highly preferred.

+ Strong attention to detail and ability to work independently.

+ Experience managing compliance reporting within a financial services or investment firm is a plus.

+ Ability to handle confidential information with discretion.

+ Excellent organizational and communication skills.

Robert Half is the world’s first and largest specialized talent solutions firm that connects highly qualified job seekers to opportunities at great companies. We offer contract, temporary and permanent placement solutions for finance and accounting, technology, marketing and creative, legal, and administrative and customer support roles.

Robert Half works to put you in the best position to succeed. We provide access to top jobs, competitive compensation and benefits, and free online training. Stay on top of every opportunity - whenever you choose - even on the go. Download the Robert Half app (https://www.roberthalf.com/us/en/mobile-app) and get 1-tap apply, notifications of AI-matched jobs, and much more.

All applicants applying for U.S. job openings must be legally authorized to work in the United States. Benefits are available to contract/temporary professionals, including medical, vision, dental, and life and disability insurance. Hired contract/temporary professionals are also eligible to enroll in our company 401(k) plan. Visit roberthalf.gobenefits.net for more information.

• 2025 Robert Half. An Equal Opportunity Employer. M/F/Disability/Veterans. By clicking “Apply Now,” you’re agreeing to Robert Half’s Terms of Use (https://www.roberthalf.com/us/en/terms) .