"Alerted.org

The energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough; we work hard, and we work fast - while keeping up the quality and accuracy we're known for. It's what keeps us inventing and reinventing, all the time. Our culture is wide open, just like our spaces. We bring out the best in each other through collaboration. Through our countless volunteer projects, we also help network with the communities around us, too. You can do amazing work here. Work you couldn't do anywhere else. It's up to you to make it happen.

Our Team:

Bloomberg’s

Risk and Compliance Departments play a critical role in supporting our

businesses and operations around the world. We move quickly and thoughtfully to help

address a variety of complex issues that come with being the world’s leading

financial news and information company. Our team is made of up of talented and

hardworking professionals who think creatively and work collaboratively in an

open environment to deliver results, drive innovation, and solve difficult

problems. We also recognize the value of diversity and inclusion and the importance

of giving back to our communities as evidenced by our award-winning pro bono

program.

The Chief

Risk Office and Global Legal and Compliance teams provide coverage of

Bloomberg's regulated entities and products, including support for Bloomberg's

non-regulated products and services. We

work to address regulatory and operational issues, ensure compliance with

current/developing rules and regulations, and correspond with regulators. We

are currently looking for an experienced person to work with our Shared Risk

and Compliance team.

What's The Role?

As the Global Exam Management and Regulatory Inquiries Officer,

you will work with the Global Regulatory Engagement Lead, the Chief Risk Office

and Global Compliance teams, and key Business colleagues. Your expertise will be instrumental in leading

responses to regulatory examinations and inquiries and to help develop the

global regulatory engagement program to ensure a successful outcome for

Bloomberg and its regulated entities. In

addition, as your understanding of Bloomberg products develops, you will support

the firmwide risk management program and have the ability to identify, and

escalate top and emerging risks to Senior Management and Risk / Compliance Management.

We'll Trust You To:

+ Overseeregulatory examinations and inquiries primarily in the Americas and otherjurisdictions as required, and manage all aspects of the examination process,including but not limited to, engagement strategy, pre-engagement readiness,on-site reviews, post-engagement closure and lessons learned exercises

+ Coordinatethe collection and review of relevant documents and information requested

+ Partnerwith subject matter experts to draft responses to regulatory examinations andinquiries, ensuring a consistent and evidence-based narrative

+ Preparesenior managers and subject matter experts for interviews and meetings withregulatory examiners

+ Collaboratewith teams across Bloomberg, including legal, finance, risk, engineering, andthe business to ensure alignment and consistency in regulatory responses.

+ Maintainregulatory engagement data and prepare and produce management information andreporting on the global regulatory engagement program

+ Assistwith the development of the global regulatory engagement program, including workingwith internal stakeholders to develop systems and technology solutions for theprogram

+ Contributeto risk assessment and testing programs to help assess potential regulatoryrisks and develop strategies to mitigate them

+ Proactivelymonitor dynamic regulatory environment to anticipate impact on Bloomberg andits regulated entities and implement lessons learned strategies

+ Supportthe Global Regulatory Engagement Lead and the Head of Risk and ComplianceShared Services, by:

+ Strengtheningthe regulatory exam and inquiries framework

+ Presentingdirectly to senior management on regulatory exams and inquiries

+ Managingad hoc assignments as directed by the Global Regulatory Engagement Lead and GlobalHead of Shared Risk and Compliance

You’ll Need To Have:

+ Bachelor’sdegree in Finance, Law, Business or related field; Master’s degree preferred

+ 5+ years of experience in Regulatory Affairs, Compliance, and/or RiskManagement, preferably at a banking or a financial services organization or ata financial services regulator

+ Knowledgeof the US and Canadian regulatory environment for financial services andinstitutions

+ Substantialexpertise in successful delivering Regulatory Exams and Inquiries globallyacross various regulatory regimes

+ Understandingof regulatory risk management, internal controls, root cause analysis,financial products, and services

+ Provensenior stakeholder management skills

+ Strongverbal and written communication skills

+ Abilityto work in a dynamic environment, building and maintaining a network ofcontacts, and coordinating with several partners across our company

+ Theability to work creatively and efficiently, to assist with building a programthat’s deeply practical, risk-focused, and conscious of business and controlpartners’ needs

+ Strongteam player skills in order to guide organizational change and collaborate withkey partners across various levels

We'd love to see:

+ Experienceinteracting directly with US and Canadian regulators

+ Internationalexperience, especially in Europe, Asia or USA

+ Familiaritywith financial markets and products including financial technology, tradingplatforms and operations

Does this sound like you?

Apply if you think we're a good match. We will get in touch to let you know that the next steps are, but in the meantime feel free to have a look at: https://www.bloomberg.com/company/what-we-do/

Bloomberg is an equal opportunity employer and we value diversity at our company. We do not discriminate on the basis of age, ancestry, color, gender identity or expression, genetic predisposition or carrier status, marital status, national or ethnic origin, race, religion or belief, sex, sexual orientation, sexual and other reproductive health decisions, parental or caring status, physical or mental disability, pregnancy or parental leave, protected veteran status, status as a victim of domestic violence, or any other classification protected by applicable law.

Bloomberg is a disability inclusive employer. Please let us know if you require any reasonable adjustments to be made for the recruitment process. If you would prefer to discuss this confidentially, please email [email protected]