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Employee Trade Coordinator (Compliance) - Entry…
- PrincePerelson & Associates (Salt Lake City, UT)
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Employee Trade Coordinator (Compliance) – Entry Level
Salt Lake City, UT – Onsite
$47-56K
We’re hiring on behalf of a global financial services client seeking motivated early-career professionals to join their Employee Compliance Review team. This role focuses on supporting employees through internal approval processes related to personal trading activity and brokerage accounts. It’s a great opportunity for someone who is detail-oriented, organized, and looking to launch a long-term career in a corporate setting.
What You’ll Be Doing:
+ Review employee requests to open and maintain personal brokerage accounts
+ Communicate with employees to gather required documents or clarify information
+ Monitor internal systems to ensure data is accurate and complete
+ Escalate questions or potential issues to the appropriate internal teams
+ Help identify opportunities to streamline and improve internal review processes
You’ll Be a Great Fit If You:
+ Have a bachelor’s degree
+ Are organized and detail-oriented
+ Have strong written and verbal communication skills
+ Can manage multiple tasks and meet deadlines in a structured environment
+ Are comfortable using Microsoft Office (especially Word and Excel)
Why Apply:
+ Great opportunity for early-career professionals with internship or administrative experience
+ Gain exposure to compliance operations within a global financial services environment
+ Build foundational skills in risk review, policy adherence, and internal approvals
+ Be part of a collaborative and supportive team with structured onboarding and training
Interested candidates are encouraged to apply today to learn more about this opportunity.
_PrincePerelson & Associates is an Equal Opportunity Employer and we do not discriminate against applicants due to race, color, religion, sex, national origin, age, disability, genetics, veteran status, or on the basis of disability or any other federal, state or local protected class. All applicants applying for U.S. job openings must be authorized to work in the United States_ .
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