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If you are hired to this position, you will be employed by Magnit Global. You will not be employed by City National Bank.

*The Opportunity*

The Compliance Analyst will review a variety of broker/dealer employee compliance requests to ensure that they are in compliance with company policy. These requests include compliance items such as: notification of a new outside business activity/second job; request to purchase securities in a personal account; requests to provide gifts and/or entertainment to clients; and other FINRA required disclosures.

*The Responsibilities*

* Responsible for identifying potential policy violations and escalating them appropriately.

* Participate in resulting investigations and reporting.

* Report to a supervisor with the Wealth Management Broker/Dealer Compliance division

*The Qualifications*

* Minimum 4 years compliance experience or minimum 5 years banking operations experience.

* Minimum 3 years’ experience with Microsoft program.

* Knowledge of FINRA/Broker-Dealer compliance issues, specifically Form U4 reportable items, such as PST, OBA, financial/criminal disclosures, etc.

* Review daily quotas of compliance items for conformance to company policy

* Escalate potential policy violations to management

* Good knowledge of banking operations, government regulations, accounting principles and account reconcilement.

* Excellent problem solving and analytical skills required.

* Excellent verbal and written communication skills required to interact with all levels of Bank personnel and outside contacts.

* College degree required.

This is the pay range that Magnit reasonably expects to pay for this position: $56.67/hour - $60.75/hour

Benefits: Medical, Dental, Vision, 401K

*QUALIFICATION/LICENSURE*

*Work Authorization :* Green Card, US Citizen, Other valid work visa

*Preferred years of experience :* 4 years

*Travel required :* No travel required

*Shift timings :*