"Alerted.org

Essential Duties and Responsibilities

+ Assist in creating, enhancing, and maintaining the infrastructure to support business operations within Fixed Income Capital Markets.

+ Stays up to date with evolving regulatory changes and market events impacting the business

+ Interprets and applies organizational policies and procedures.

+ Coordinates the preparation of special analyses and information reports for management

+ Participates in establishing objectives and developing processes and procedures to ensure efficient and timely workflow.

+ Performs periodic reporting on work progress, project completions and additional ad-hoc reporting as needed.

+ Balances conflicting resource and priority demands.

+ Operates standard office equipment and uses required software applications.

+ Performs other duties and responsibilities as assigned.

Knowledge, Skills, and Abilities

Knowledge of

+ Fundamental concepts, principles, and process of Fixed Income regulatory requirements and needs.

+ Investment concepts, practices and procedures used in the securities industry.

+ Principles of banking and finance operations.

+ Operations and systems in assigned functional area.

+ Financial markets and products.

Skill in

+ Organization

+ Attention to detail

+ Interpreting and applying policies and procedures.

+ Implementing processes and procedures for efficient and timely workflow.

+ Preparing management reports.

+ Proven ability to build strong relationships with stakeholders, learn quickly, be flexible and think strategically.

+ Operating standard office equipment and using required software applications.

Ability to

+ Use analytical and critical thinking skills in reading, interpreting, analyzing and applying information from legal documentation and references.

+ Balance conflicting resource and priority demands.

+ Maintain currency in assigned area of responsibility.

+ Partner with other functional areas to accomplish objectives.

+ Performs a variety of operations procedures within Fixed Income.

+ Read, interpret, analyze and apply information from job-related publications.

+ Organize, manage and track multiple detailed tasks and assignments with frequently changing priorities in a fast-paced work environment.

+ Communicate effectively, both orally and in writing.

+ Work independently as well as collaboratively within a team environment.

+ Establish and maintain effective working relationships at all levels of the organization.

Educational/Previous Experience Requirements

Education/Previous Experience

+ Bachelor’s Degree in Business Administration or other discipline related to assigned functional area and a minimum of two (2) to five (5) years’ experience in assigned function,

+ OR ~

+ An equivalent combination of education, training or experience.

Licenses/Certifications

+ SIE required provided that an exemption or grandfathering cannot be applied.

+ Paralegal certification preferred but not required.

+ Series 24 preferred but not required.

+ Series 7/Series 63 License or appropriate series license(s) for assigned functional area, or International equivalent.

**Travel Required:** Yes, 5 % of the Time