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  • Compliance Officer - Consumer Deposit

    KeyBank (Charlotte, NC)



    Apply Now

    Location:

    4910 Tiedeman Road - Brooklyn, Ohio 44144

    JOB BRIEF (PURPOSE)

    The Compliance Officer will be a member of the Consumer Deposit Compliance team within Compliance Risk Management. The Compliance Officer will provide subject matter expertise of federal regulations and second line of defense oversight to various lines of business. Additionally, the Compliance Officer will conduct compliance monitoring and testing to ensure compliance risks are mitigated according to Key’s Risk & Control Self-Assessment (RCSA) Procedures and applicable policies. As subject matter expert for their assigned laws and regulations, the Compliance Officer will provide consultative advice across all lines of business related to compliance. The Compliance Officer will perform oversight activities and assume responsibility for mitigating and discouraging actions that may expose KeyCorp and its affiliates to risk outside its desired risk appetite.

    ESSENTIAL JOB FUNCTIONS

    + Provide subject matter expertise to the first line of defense for the development of new products and/or processes, Provide ongoing second line of defense support to existing processes, procedures and enhancements.

    + Conduct compliance monitoring to proactively identify process improvements or control gaps and facilitate necessary changes.

    + Develop relationships of trust and confidence with the designated lines of business.

    + Provide oversight and monitoring of line of business processes, risks and controls.

    + Keep abreast of new laws, regulations and enforcement actions. Conduct applicable gap analyses and facilitate necessary changes.

    + Assist with internal and external regulatory compliance exams/audits.

    + Assist with corporate policy and training development.

    + Educate and provide consultative advice on assigned regulations.

    + Provide independent review and challenge on various line of business activities.

    + Participate in or lead various projects related to mitigating risk to Key.

    REQUIRED QUALIFICATIONS

    + Bachelor’s Degree or equivalent work experience; Juris Doctorate or CRCM preferred.

    + Minimum 3 years of experience as a financial services compliance professional, bank regulator or other comparable legal experience.

    + Demonstrated knowledge of the banking industry, particularly deposit product offerings and the systems supporting them.

    + Ability to comprehend and interpret federal and state laws that apply to the designated lines of business and other areas related to Regulations E, CC, DD, and D, Electronic Signatures in Commerce, UDAAP, deposit insurance coverage (12 CFR 330), Joint Guidance on Overdraft Protection Programs, and other social media or advertising requirements.

    + Strong relationship management and leadership skills.

    + Candidate must possess the wherewithal and flexibility to undertake new functions/tasks as the Compliance Risk and line of business evolves and grows.

    + Proven ability to work in a team environment.

    + Compliance monitoring and testing skills.

    + Sound decision-making skills; able to make decisions independently and quickly.

    + Solid written and oral communication skills.

    + Sound understanding of compliance risks.

    + Strong research skills coupled with strong problem solving/analytical skills.

    + Strong attention to detail.

    COMPENSATION AND BENEFITS

    This position is eligible to earn a base salary in the range of $90,000 to $110,000 annually depending on location and job-related factors such as level of experience. Compensation for this role also includes eligibility for short-term incentive compensation and deferred incentive compensation subject to individual and company performance.

     

    Please click here (http://www.key.com/kco/images/Key\_Benefit\_Eligibility\_Chart.pdf) for a list of benefits for which this position is eligible.

    Job Posting Expiration Date: 10/22/2025

    KeyCorp is an Equal Opportunity Employer committed to sustaining an inclusive culture. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability or veteran status.

     

    Qualified individuals with disabilities or disabled veterans who are unable or limited in their ability to apply on this site may request reasonable accommodations by emailing [email protected].

     

    KeyBank is an organization collectively committed to helping you unlock your potential and discover what truly drives you. Working here means sharing our purpose to help our clients, colleagues, and communities thrive. You’ll find genuinely supportive teammates, a flexible, inclusive work environment, challenging projects, accessible leaders, and opportunities to grow in your position and your career. For 200 years, Key has opened doors in our communities. Let us open one for you.

     


    Apply Now



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