"Alerted.org

Essential Duties and Responsibilities:

+ Support review and oversight of account establishment and addition of services in international client accounts to monitor compliance to country guidelines.

+ Support reviews and oversight of monitoring and exception reports with a view towards detection of compliance breaches of country guidelines, including account set-up and address change breaches.

+ Handle escalations from financial advisors, branch management teams, and other team members.

+ Ability to manage operational processes in an organized and efficient manner.

+ Cultivate working relationships with home office and field/branch partners.

+ Developed ability to understand and apply Firm policies as it relates to the conduct of International business activities.

+ Engages with all levels of internal partners, including branch and regional/divisional management teams, as necessary to ensure appropriate assessment and handling of significant risk issues.

+ Ability to track and update management on progress and gaps.

+ Assists and supports International/Cross Border team on projects and program implementation wherever needed.

Knowledge, Skills, and Abilities:

+ Superior analytical skills with ability to solve complex problems, analyze large amounts of information, and identify, assess and execute on solutions.

+ Ability to balance supporting compliance in regulated environment with service-focused mindset.

+ Superior communication and reasoning skills, both written and verbal, to effectively communicate with financial advisors, senior leadership, peers, and staff in a diverse and complex organization.

+ High proficiency in MS Excel and Word.

+ Ability to optimize work processes, multi-task, handle multiple projects with demonstrated follow-through.

+ Strong drive to implement solutions, working with multiple parties throughout Raymond James.

+ Conversant in Spanish and/or Portuguese preferred

+ Ability to optimize work processes, multi-task, and handle multiple projects.

+ Strong internal personal skills communication skills

+ Extensive knowledge in cross border business accounts, entity structures and documentation requirements.

***The individual should have a minimum of 5-7 years of risk, compliance, or supervisory experience with a financial services firm, with experience in international or cross border business activities preferred.

***SIE not required***

Work Visa:

+ Please note: This role is not eligible for immigration Work Visa sponsorship, either currently or in the future.