-
Senior Director, Trading Compliance
- CHS Inc. (Inver Grove Heights, MN)
-
CHS Inc. is a leading global agribusiness owned by farmers, ranchers and cooperatives across the United States that provides grain, food and energy resources to businesses and consumers around the world. We serve agriculture customers and consumers across the United States and around the world. Most of our 10,000 employees are in the United States, but today we have employees in 19 countries. At CHS, we are creating connections to empower agriculture.
Summary
CHS is a Fortune 100 company and a global originator, merchant and processor of agricultural and energy commodities. CHS’s Compliance & Integrity team is seeking a Global Trading Compliance and New Product Risk Senior Director to oversee, monitor and administer the compliance elements of CHS’s trading strategy and ensure collaboration, integration and alignment across front, middle and back offices to appropriately manage risk arising from both regulated and unregulated trading activities. In this role, the Senior Director will lead the development, governance and administration of trading compliance and new product risk management activities across the CHS enterprise (including but not limited to derivatives, physical commodities, trade and structured finance, and credit compliance). This role is an essential component in risk control strategies and in delivering high quality and high impact advice and solutions consistent with the CHS Integrity Framework and Risk Appetite.
Responsibilities
+ Leading and developing a high-performing and engaged team across all Trading Compliance program areas for commodities, including new product and geographic expansion, surveilling of traders and activities and related areas such as Credit Compliance.
+ Developing and maintaining strong relationships with key strategic stakeholders / leaders globally and serving as a critical business partner to ensure all trading activities and associated compliance and other key risks are identified, understood, and appropriately managed across the company for current and new products and markets
+ Developing and setting strategic direction for development, maturity and maintenance of the trading compliance and new product risk programs (including IT strategy for compliance) while overseeing daily tactical and operational support including surveillance of trading activity and investigation protocols
+ Consulting on and participating in corporate projects such as mergers, acquisitions, joint ventures and divestitures as well as development of new or existing trading related system platforms to ensure trading compliance issues are identified and addressed
+ Leveraging a thorough understanding of trading compliance laws, regulations, market practices, internal processes and procedures to manage, approve and make decisions about CHS’s trading compliance programs, their operation and effectiveness
+ Overseeing the monitoring of relevant regulatory and market developments and internal trading activity, including developing and maturing appropriate governance, escalation and approval processes for new trading activities / structures and markets, as well as adherence to all relevant regulatory limits
+ Interacting directly with government agencies (such as the CFTC), exchanges (such as the CME) and self–regulatory organizations (such as the NFA) and leading the response to regulatory inquiries, audits, examinations and investigations
+ Presenting on Trading Compliance and New Product Risk issues and status to the Strategic Leadership Team and Board Risk Committee and CHS Board of Directors, serve on regulated entity risk committee and act as a compliance advisor to its Board of Managers
+ Empowering CHS to compete with integrity and confidence in the highly complex and regulated global marketplace CHS encounters every day.
Minimum Qualifications (required)
+ Bachelor’s Degree in finance, accounting, economics or business, or related area of study.
+ 10+ years of leadership experience in commodity risk management in one or more of the following areas: Commodity tradingCommodity executionCommodity risk managementTrading compliance
+ Thorough understanding of physical and financial agricultural and/or energy commodity markets and products, including futures, options and swaps.
+ Thorough knowledge of compliance laws, rules and regulations, such as CFTC, NFA, CME, etc., as well as of emerging regulations related to commodity trading activities.
+ Significant experience working with complex financial information systems and controls in a diverse and complex business environment.
+ Substantive experience in the following areas:Compliance Program administrationTraining and communications Policy developmentSystem design and implementation
Additional Qualifications
+ Series 3 License, CPA, MBA or JD would be a plus.
+ Understanding of international regulatory and compliance requirements (including EMIR, REMIT, MiFID) preferred.
+ CCEP or other compliance/ethics certification a plus.
+ Experience in Trade and Structured Finance products
+ Experience in managing credit and/or credit compliance programs
+ Proven track record of developing strong working relationships and working collaboratively with people at all levels of the organization.
+ Proven track record of effectively leading change efforts.
+ Pre-employment screening is based on the job requirements and industry guidelines and may or may not be required for the position. If required, selected candidates must pass pre-employment screenings to include all or a combination of drug, criminal, motor vehicle check, physical requirements and FMSCA Clearinghouse
+ \#LI-JM1\#LI-HYBRID
CHS offers a competitive total rewards package. Compensation includes base wage and, depending upon position, may include other earnings such as bonus, incentives and commissions. Actual pay offered will vary based on multiple factors which may include, without limitation, experience, education, training, specialized skills and certifications, minimum wage/salary requirements under local law.
Benefits include medical, dental, vision, wellness programs, life insurance, health and dependent care spending accounts, paid time off, 401(k), pension, profit sharing, short- and long-term disability, tuition reimbursement and adoption assistance, subject to the eligibility requirements for each benefit plan.
CHS is an Equal Opportunity Employer/Veterans/Disability.
_Please note that any communication from a CHS recruiter would be sent using a chsinc.com email address. In addition, a CHS recruiter will not ask for confidential information over the phone or in an email, or request money from a candidate involved in an offer process. If you have questions regarding an employment opportunity, please reach out to_ [email protected]_ _; to verify that the communication is from CHS._
-
Recent Searches
- Sr Customer Support Engineer (Mississippi)
- Part Time Faculty Dept (United States)
- Marketing Operations Director Digital (Georgia)
- Security Officer Transit Terminal (United States)
Recent Jobs
-
Senior Director, Trading Compliance
- CHS Inc. (Inver Grove Heights, MN)
-
Managing Director, Transaction Advisory Services - Healthcare Financial Due Diligence
- BDO Capital Advisors, LLC (Chicago, IL)
-
Licensed Telephonic Counselor - Evernorth - Remote, Georgia
- The Cigna Group (Bloomfield, CT)
-
Senior Director, Strategy
- Hubbell Power Systems (Columbia, SC)