"Alerted.org

Job Description

As a Compliance Consultant you'll be a "subject matter expert", and provide advice, oversight and guidance related to regulatory compliance risks, control effectiveness, root cause analysis, and issue review and validation. You'll provide leadership and direction in identifying the applicability and impact of regulations on the Bank's products, services and lines of businesses. In addition, you'll assist in the review and interpretation of new regulations or changes to existing regulations, including conducting impact assessments. In this role you'll provide oversight, monitor, test and effectively challenge various regulatory compliance activities. You'll support the Compliance programs, and perform risk and control assessments (RCSA) in line with methodology, scope, and frequency. You'll will also conduct compliance risk assessments (CCRA) in the firm's GRC platform, ensuring accurate ratings and rationale for Inherent Risk (IRR), Quality of Risk Management (QRM) and Residual Risk (RRR).

• Effectively synthesize and communicate compliance information, identify root cause(s) of potential compliance risk, and provide various reports to management.

• Collaborate with stakeholders across the Bank to gain insight into compliance risks associated with various line of business activities, objectives, practices, processes, and the overall control environment.

• Partner with subject matter experts in the lines of business to formulate an integrated and independent view of the business area risks and risk management practices. You will also work with Compliance team members to develop compliance risk management guidance for the lines of business.

• Raise issues and collaborate in the development and implementation of new compliance policies, practices and tools.

• May lead and develop a team: responsible for hiring, coaching, performance management, training and development.

We are a company committed to creating diverse and inclusive environments where people can bring their full, authentic selves to work every day. We are an equal opportunity/affirmative action employer that believes everyone matters. Qualified candidates will receive consideration for employment regardless of their race, color, ethnicity, religion, sex (including pregnancy), sexual orientation, gender identity and expression, marital status, national origin, ancestry, genetic factors, age, disability, protected veteran status, military or uniformed service member status, or any other status or characteristic protected by applicable laws, regulations, and ordinances. If you need assistance and/or a reasonable accommodation due to a disability during the application or recruiting process, please send a request to [email protected] learn more about how we collect, keep, and process your private information, please review Insight Global's Workforce Privacy Policy: https://insightglobal.com/workforce-privacy-policy/.

Skills and Requirements

• 5+ years of related experience in Regulatory Compliance, Risk Management, Internal Audit or similar field.

• Experience with residential mortgage banking.

• Knowledge of controls and regulatory change with ability to partner with business stakeholders on recommendations.

• Experience with retail correspondence and experience with delegated and non-delegated origination.

• Soft skills include independent thinkers, an analytical mindset, and strong verbal/written communication.

• Bachelor's degree in related field required.

• Previous leadership experience preferred.

• Intermediate to advanced knowledge of general banking operations, including deposit operations, loan administration, treasury management and/or other commercial banking products and services.

• Intermediate to advanced knowledge of applicable regulatory and legal compliance obligations, rules and regulations, industry standards and practices.

• Intermediate to advanced experience in Regulatory and Compliance as it related to Banking is preferred.

• Intermediate to advanced understanding of MS Office with specific focus in Excel and PowerPoint.

• Advanced speaking and writing communication skills.

• Certified Regulatory Compliance Manager preferred.