- MUFG (Los Angeles, CA)
- …with S&P Capital IQ, Pitchbook, Salesforce CRM and online data room platforms + FINRA Series 7 , 63 or 79 license **Compensation & Benefits:** The typical ... the background screening requirements of the Financial Industry Regulatory Authority ( FINRA ) and the National Futures Association (NFA). The major responsibilities… more
- MUFG (Los Angeles, CA)
- …environment + Proactive attitude accustomed to taking initiative and solving problems + FINRA Series 7 , 63 or 79 license **Compensation & Benefits:** The ... the background screening requirements of the Financial Industry Regulatory Authority ( FINRA ) and the National Futures Association (NFA). The major responsibilities… more
- Charles Schwab (San Diego, CA)
- …Schwab. **What you have** Required Qualifications + Bachelor's degree + Active and valid FINRA Series 7 & 66 (license(s) may be obtained under a condition ... of employment) + 10 years of experience in business development and relationship management with a proven record of success + 10 years of experience with wealth management - financial planning and investment planning + Preferred Qualifications + CFP(R)… more
- Santander US (Los Angeles, CA)
- …curiosity and courage in leadership style + Team player and self-starter **Certifications:** FINRA Licenses 7 and 63 required. EEO Statement: At Santander, we ... value and respect differences in our workforce. We actively encourage everyone to apply. Santander is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual… more
- City National Bank (San Francisco, CA)
- …Worth or Ultra High Net Market markets * 2 + years delivering formal client presentations * FINRA Series 7 and 63 or 66 licenses * Ability to travel 40-50% of ... the time *Additional Qualifications* * CFA - Chartered Financial Analyst (or in process of becoming CFA Charterholder) * Highly competitive and goal-oriented * A focus on sales and new business development * Masters Degree preferred * Working knowledge of… more
- JPMorgan Chase (San Francisco, CA)
- …capabilities, and skills: + 5 plus years' experience in Financial Services industry + FINRA Series 7 and 66 licenses required + Bachelor's degree required + ... Proven ability to be a self-starter, act as an end-to-end owner of tasks and work independently in a fast-paced environment + Proactively identify and delivery appropriate solutions that address the needs of our clients + Ability to communicate effectively… more
- Robert Half Finance & Accounting (Walnut Creek, CA)
- …a financial or wealth management firm. + Knowledge of financial products and services. + FINRA Series 7 and 66 licenses preferred but not required. + Bilingual ... abilities are a plus. Excited about this role? We'd love to hear from you! Apply today and send your resume via LinkedIn to Jonathan Christan (JC) del Rosario - let's explore how this opportunity could be the right fit for your next career move. Robert Half is… more
- Charles Schwab (Newport Beach, CA)
- …**qualifications** + Bachelor's degree or equivalent work-related experience + Active and valid FINRA Series 7 , 9/10 and 63 licenses + 3+ years' experience ... with customer service + 3-5 years in a security/financial services capacity **Preferred** **qualifications** + Notary + 2+ years' experience in a management/supervisory capacity + Outstanding written and oral communication skills Previous experience in a… more
- Bank of America (Bakersfield, CA)
- …and development needed to continue a successful career as a Financial Advisor Required Skills: + FINRA Series 7 & 66 (63 & 65 accepted, in lieu of 66) ... registrations required with 5+ years' experience + Established and portable practice with a minimum of $1MM in production + Experience managing client portfolios and driving growth + Proven relationship building and business development skills Desired Skills:… more
- Dunham & Associates Investment Counsel, Inc. (San Diego, CA)
- …Regional Directors (external wholesalers) to learn the financial wholesaling business, pursue your FINRA SIE, Series 7 and Series 66 licenses, and maximize ... sales and marketing materials, and hypothetical illustrations. + Study for FINRA SIE, Series 7 and 66 exams (passing exams within a specified period of… more