- Citigroup (San Francisco, CA)
- …+ Ability to manage relationships both internal and external + Ability to multi-task + FINRA SIE, Series 7 , Series 66 required (or obtained within 120 days) ... escalating, managing and reporting control issues with transparency. **Qualifications:** + 3- 7 years of relevant experience + Prior experience in wealth management… more
- Citigroup (Palo Alto, CA)
- …+ Ability to manage relationships both internal and external + Ability to multi-task + FINRA SIE, Series 7 , Series 66 required (or obtained within 120 days) ... **Education:** + Bachelor's/University degree, Master's degree preferred **Job Family Group:** Private Client Coverage **Job Family:** Private Banker Support **Time Type:** Full time **Primary Location:** Palo Alto California United States **Primary Location… more
- Citigroup (Los Angeles, CA)
- …and capabilities. **Education:** + Bachelor's/University degree, Master's degree preferred + Licenses: FINRA Licensed Series 7 , 63/ 66 **Job Family Group:** ... Private Client Coverage **Job Family:** Private Banker **Time Type:** Part time **Primary Location:** 300 SOUTH GRAND AVENUE LOS ANGELES **Primary Location Full Time Salary Range:** $200,000.00 - $300,000.00 In addition to salary, Citi's offerings may also… more
- Citigroup (Los Angeles, CA)
- …+ Ability to manage relationships both internal and external + Ability to multi-task + FINRA SIE, Series 7 , Series 66 required (or obtained within 120 days) ... escalating, managing and reporting control issues with transparency. **Qualifications:** + 3- 7 years of relevant experience + Prior experience in wealth management… more
- Citigroup (Los Angeles, CA)
- …+ Ability to manage relationships both internal and external + Ability to multi-task + FINRA SIE, Series 7 , Series 66 required (or obtained within 120 days) ... **Education:** + Bachelor's/University degree or equivalent experience **Job Family Group:** Private Client Coverage **Job Family:** Client Onboarding **Time Type:** Full time **Primary Location:** Los Angeles California United States **Primary Location Full… more
- Wells Fargo (Pacoima, CA)
- …and partners **Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority ( FINRA ) Series 6 and Series 63 examinations (or FINRA ... sales practices risk management culture + Current registration for FINRA Series 6 and Series 63 (or FINRA...for dependent children + Adoption reimbursement **Posting End Date:** 7 Sep 2025 **_Job posting may come down early… more
- Citigroup (Palo Alto, CA)
- …desirable + Ability to manage relationships both internal and external; Ability to multi-task + FINRA Securities Licenses: Series 7 and 66 (or 63 & 65) required ... to obtain within 150 days of assuming the role. **Education:** + Bachelor's/University degree or equivalent experience **Job Family Group:** Private Client Coverage **Job Family:** Private Banker Support **Time Type:** **Primary Location:** Palo Alto… more
- Equitable (Folsom, CA)
- …skills and work experience + **Licensing** : State Life & Health, SIE, Series 7 , Series 66 + **Personal Attributes** : values-driven with a track record of success ... work in the United States **Training & Development** + ** FINRA Sponsorship** : provided for required FINRA ...+ ** FINRA Sponsorship** : provided for required FINRA licensing + **Preliminary Employment Period (PEP)** : comprehensive… more
- Edward Jones (Grass Valley, CA)
- …the Securities and Exchange Act of 1934, and conducts background reviews consistent with FINRA Rule 3110(e). A copy of a notice regarding the provisions of the Los ... SIE (which can be obtained without Firm sponsorship), Series 7 and Series 66 will be required; if not...Edward Jones during the assigned paid study period. + FINRA registrations required within three months. State insurance licenses… more
- Equitable (Los Angeles, CA)
- …skills and work experience + **Licensing** : State Life & Health, SIE, Series 7 , Series 66 + **Personal Attributes** : values-driven with a track record of success ... work in the United States **Training & Development** + ** FINRA Sponsorship** : provided for required FINRA ...+ ** FINRA Sponsorship** : provided for required FINRA licensing + **Preliminary Employment Period (PEP)** : comprehensive… more