• Financial Solutions Advisor Registration…

    Bank of America (San Francisco, CA)
    …with certain specified criminal history for the position: FDIC; Safe Act; Loan Originators; FINRA . At Bank of America, we are guided by a common purpose to help ... personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your...solutions. * Earn your Security Industry Essentials (SIE), Series 7 and Series 66 licenses (63 & 65 accepted,… more
    Bank of America (07/02/25)
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  • Portfolio Manager - Private Asset Management

    TIAA (Sherman Oaks, CA)
    …+ University (Degree) Preferred **Work Experience** + 5 Years Required; 7 Years Preferred **Physical Requirements** + Physical Requirements: Sedentary Work **Career ... + All licenses must be obtained with 120 days from start date. ** FINRA Registrations** + SRC Indicator: Series 65 **Required Qualifications:** + 5+ years working… more
    TIAA (07/31/25)
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  • Private Client Advisor II

    Bank of America (Newport Beach, CA)
    …criminal history for the position: FDIC, Safe Act/Loan Originators and FINRA . **Responsibilities:** + Leads the Client Process Management Process within the ... partners and centers of influence **Required Qualifications:** * Series 7 , 63 and 65 (or Series 7 and 66); unlicensed candidates may be considered if willing… more
    Bank of America (07/12/25)
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  • Wealth Strategist

    Bank of America (San Francisco, CA)
    …+ Attention to Detail + Issue Management + Prioritization **Desired Skills:** + 7 years of private law firm practice or similar experience in transfer taxation ... for UHNW families and individuals + Strong Tax, legal research and writing skills + Series 7 & 66 or the ability to obtain these within 120 days + Proficiency in… more
    Bank of America (06/12/25)
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  • Advisor Development Program - Financial Solutions…

    Bank of America (San Jose, CA)
    …criminal history for the position: FDIC; Safe Act; Loan Originators; and FINRA . **Role Specifics:** As an Advisor Development Program Financial Solutions Advisor ... where you receive dedicated study time for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your licenses, you will be taught… more
    Bank of America (09/04/25)
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  • Merrill Financial Solutions Advisor - Pasadena…

    Bank of America (Santa Clarita, CA)
    …criminal history for the position: FDIC; Safe Act; Loan Originators; and FINRA . **Responsibilities:** + Provides tailored and personalized advice to clients through ... giving they need to remain vibrant and vital. **Required Qualifications:** + **Currently holds Series 7 & 66 (63 & 65 in lieu of 66) licenses.** + Two years'… more
    Bank of America (09/04/25)
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  • Merrill Market Client Relationship Manager

    Bank of America (Newport Beach, CA)
    …and appropriately delegating team work. **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or Series 63 AND Series 65), Series 9 AND ... hiring of individuals with certain specified criminal history for the position: FDIC; FINRA . **Shift:** 1st shift (United States of America) **Hours Per Week:** 40… more
    Bank of America (09/04/25)
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  • Private Client Banker - Edinger _

    JPMorgan Chase (Huntington Beach, CA)
    …2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/ 7 , state registration (including 63 or 66 if required) ... and setting up self-service options to access their accounts 24 hours a day/ 7 days a week + Adheres to policies, procedures, and regulatory banking requirements… more
    JPMorgan Chase (09/04/25)
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  • Investment Analyst II

    Truist (Beverly Hills, CA)
    …under management averaging $1 - $2 billion and revenue responsibility averaging $ 7 .5 - $10 million. **Essential Duties and Responsibilities** Following is a summary ... in Lending Act, Rule 17a-3(a)(12) of the Securities and Exchange Act of 1934, FINRA Rule 3110(e), and the Investment Advisors Act of 1940. **_Truist is an Equal… more
    Truist (09/04/25)
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  • Relationship Banker - Belmont Shore

    JPMorgan Chase (Long Beach, CA)
    …equivalent + Beginning October 1, 2018, the Securities Industry Essential (SIE) exam, FINRA Series 6/ 7 , state registration (including 63 or 66 if required), ... and setting up self-service options to access their accounts 24 hours a day/ 7 days a week. **Job responsibilities** + Delivers an exceptional customer experience by… more
    JPMorgan Chase (09/04/25)
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