- JPMorgan Chase (Upland, CA)
- …ability and commitment to goals-based planning and advice + A valid and active Series 7 + A valid and active Series 66 (63/65) license is required or must be ... Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made available through Chase Insurance Agency, Inc.… more
- Comerica (Costa Mesa, CA)
- …High School/GED + Advanced college degrees may count towards experience requirement + Series 7 and Series 63 licenses required + Willingness and ability to obtain ... FINRA Series 66 or 65, and resident state appropriate insurance and annuity licenses + 5 years of experience in customer contact + 2 years of experience in… more
- Bank of America (Carlsbad, CA)
- …+ Customer Service Management + Process Simplification **Required Qualifications:** + Series 7 , 63/65 or 66 or equivalent; must obtain all state registrations held ... of individuals with certain specified criminal history for the position: FDIC; FINRA **Minimum Education Requirement:** High School Diploma / GED / Secondary School… more
- US Bank (Cupertino, CA)
- …Agile coaching, Agile portfolio management experience. **About the Team / Products** + ** 7 + years of experience in Agile delivery, with at least 1 year in ... Act (FDIA). In addition, certain positions may also be subject to the requirements of FINRA , NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank… more
- US Bank (Los Angeles, CA)
- …dynamic and fast-paced environment. **REQUIREMENTS** + Bachelor's degree with at least 7 years of related sales experience, preferably in the public sector/municipal ... trust or financial services arenas. + Current, active Series 6/ 7 & 63 certifications are desired, or candidate must...positions may also be subject to the requirements of FINRA , NMLS registration, Reg Z, Reg G, OFAC, the… more
- JPMorgan Chase (La Canada Flintridge, CA)
- …team culture **Required qualifications, capabilities, and skills** + A valid and active Series 7 license is required or may be obtained within a 60 day condition of ... Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made available through Chase Insurance Agency, Inc.… more
- Bank of America (Walnut Creek, CA)
- …regulations, and policies and procedures **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or Series 63 AND Series 65), Series 9 AND ... hiring of individuals with certain specified criminal history for the position: FDIC; FINRA . **Shift:** 1st shift (United States of America) **Hours Per Week:** 40… more
- Bank of America (Palo Alto, CA)
- …+ Written Communications **Desired Qualifications** : + Bachelor's Degree + Series 7 and 66 **Minimum Education Requirement:** High School Diploma / GED / ... hiring of individuals with certain specified criminal history for the position: FDIC; FINRA **Shift:** 1st shift (United States of America) **Hours Per Week:** 37.5… more
- US Bank (Gardena, CA)
- …partners that are centered around US Bank products and services. 7 . Demonstrates mastery at delivering an exceptional customer experience, deepening relationships, ... Act (FDIA). In addition, certain positions may also be subject to the requirements of FINRA , NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank… more
- Principal Financial Group (San Francisco, CA)
- …due diligence, reporting). + CFA Level I or progress preferred but not required. + FINRA licensing including SIE or equivalent, series 7 and series 63 required ... within 6 months + Must be able to attend to and prioritize day-to-day demands while maintaining a strategic, analytical focus. **Salary Range Information** Salary ranges below reflect targeted base salaries. Non-sales positions have the opportunity to… more