- JPMorgan Chase (Los Angeles, CA)
- …teamwork and interpersonal skills. + Strong oral and written communication skills + FINRA General Securities Representative Exam (ie Series 7 ) and Uniform ... Securities Agent State Law Examination (ie Series 63) required (may take these exams after commencement of employment) JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and… more
- Bank of America (Newport Beach, CA)
- …with the bank's enterprise risk appetite **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or Series 63 AND Series 65), Series 9 AND Series ... hiring of individuals with certain specified criminal history for the position: FDIC; FINRA . **Shift:** 1st shift (United States of America) **Hours Per Week:** 40… more
- San Francisco Federal Credit Union (San Francisco, CA)
- …products and financial planning LICENSES/CERTIFICATIONS: Must maintain Licenses and FINRA registrations: Active State Applicable Life Insurance License, Active ... Series 7 Registration, Active Series 63 Registration, Active Series 65 or 66 Registration with state insurance must be acquired within the first six months of hire… more
- MUFG (San Francisco, CA)
- …for other location (Los Angeles)_ Tentative Internship Period: June 1 - August 7 , 2026 At MUFG, we strive to create an inclusive environment, where everyone's ... placements groups here (https://careers.mufgamericas.com/assets/pdf/CIBM\_2020\_Placement\_Groups.pdf)** **Application Timeline** + Application Opens: 7 /28/25 + Application Closes: 9/12/25 unless otherwise noted by… more
- Bank of America (Beverly Hills, CA)
- …in disciplinary action up to and including termination. **Required Qualifications:** + Series 7 , 63/65 or 66 or equivalent; must obtain all state registrations held ... of individuals with certain specified criminal history for the position: FDIC; FINRA **Minimum Education Requirement:** High School Diploma / GED / Secondary School… more
- Citigroup (Riverside, CA)
- …goal-oriented team player able to work without direction + US: Current Registration for FINRA series 6, 63, and 65 are required for the role. Individuals with Series ... 7 and 66 or equivalent are encouraged to apply. + Insurance group 1 required; will give 120 days to obtain if not already held. + This position requires the employee… more
- Bank of America (San Francisco, CA)
- …with certain specified criminal history for the position: FDIC; Safe Act; Loan Originators; FINRA . At Bank of America, we are guided by a common purpose to help ... client needs and potential product services recommended **Required Qualifications** : + Currently holds Series 7 & 66 (63 & 65 in lieu of 66) licenses. If you do not… more
- Bank of America (San Francisco, CA)
- …+ Customer Service Management + Process Simplification **Required Qualifications:** + Series 7 , 63/65 or 66 or equivalent; must obtain all state registrations held ... of individuals with certain specified criminal history for the position: FDIC; FINRA **Minimum Education Requirement:** High School Diploma / GED / Secondary School… more