- Bank of America (New York, NY)
- …work as a team player in a dynamic, fast-paced and collaborative work environment. + FINRA registered representative with Series 7 & 66 required. + MS, MBA ... and/or CFA are desirable but not required. **Skills:** + Analytical Thinking + Customer and Client Focus + Financial Forecasting and Modeling + Financial Management + Risk Management + Causation Analysis + Client Management + Market Analysis + Presentation… more
- Capital One (New York, NY)
- …Mergers and Acquisitions **Preferred Qualifications** + Master's Degree + At least 7 years of investment banking, private equity, or transaction advisory experience ... with a focus on sell-side Mergers and Acquisitions + FINRA Licenses - 63, 79, SIE **_At this time, TripleTree as part of Capital One will not sponsor a new applicant… more
- MUFG (New York, NY)
- …subsectors **We require:** + A bachelor's degree or higher + A minimum of 7 years related ABS or modeling work experience + Strong analytical and modeling skill ... the background screening requirements of the Financial Industry Regulatory Authority ( FINRA ) and the National Futures Association (NFA). The major responsibilities… more
- SMBC (New York, NY)
- …contribute to the overall agenda of the team. **Qualifications and Skills** * 7 + years of experience in a large & complex application development environment ... may not be permitted for certain roles, including, for example, certain FINRA -registered roles for which in-office attendance for the entire workweek is required.… more
- US Bank (New York, NY)
- …trade & working capital opportunities across the menu of WCF solutions. Over the next 5- 7 years, our committed alpha growth is to get to $100MM + in annual revenues, ... and external network contacts to assure continued personal development. 7 . Remain current with internal and external elements that...positions may also be subject to the requirements of FINRA , NMLS registration, Reg Z, Reg G, OFAC, the… more
- SMBC (New York, NY)
- …Risk reporting documents **Qualifications and Skills** Recommended years of experience: 7 + Bachelor's degree, preferably in finance, business administration, or ... may not be permitted for certain roles, including, for example, certain FINRA -registered roles for which in-office attendance for the entire workweek is required.… more
- Citigroup (New York, NY)
- …Portfolio Margin, Enhanced Leverage) + Previous experience interacting with Regulators ( FINRA , SEC, FRBNY) + Previous experience in legal contract negotiations a ... in Excel and PowerPoint + Must be able to obtain the Series 7 , 63 **Job Family Group:** Product Management and Development **Job Family:** Product Management… more
- SMBC (New York, NY)
- …build new processes where none exist **Qualifications and Skills** + Minimum of 7 + years' experience in financial services industry in Financial Planning & Analysis ... may not be permitted for certain roles, including, for example, certain FINRA -registered roles for which in-office attendance for the entire workweek is required.… more
- SMBC (New York, NY)
- …keep abreast of industry trends and economic environment **Qualifications and Skills** + 7 to 10 years of specialized experience in Financial Services + Minimum of ... may not be permitted for certain roles, including, for example, certain FINRA -registered roles for which in-office attendance for the entire workweek is required.… more
- MUFG (New York, NY)
- …for other location (Los Angeles)_ Tentative Internship Period: June 1 - August 7 , 2026 At MUFG, we strive to create an inclusive environment, where everyone's ... placements groups here (https://careers.mufgamericas.com/assets/pdf/CIBM\_2020\_Placement\_Groups.pdf)** **Application Timeline** + Application Opens: 7 /28/25 + Application Closes: 9/12/25 unless otherwise noted by… more