- SMBC (New York, NY)
- …and end users. **Qualifications and Skills** Recommended years of experience: 7 **Additional Requirements** SMBC's employees participate in a Hybrid workforce model ... may not be permitted for certain roles, including, for example, certain FINRA -registered roles for which in-office attendance for the entire workweek is required.… more
- SMBC (White Plains, NY)
- …+ Assist with certain business management activities. **Qualifications and Skills** + 7 + years of work experience in Operational Risk Management or Project ... may not be permitted for certain roles, including, for example, certain FINRA -registered roles for which in-office attendance for the entire workweek is required.… more
- MUFG (New York, NY)
- …policy meetings to enhance organization wide credit risk framework. **Experience/Abilities:** + 7 + years of work experience in credit and risk related functions with ... the background screening requirements of the Financial Industry Regulatory Authority ( FINRA ) and the National Futures Association (NFA). The major responsibilities… more
- SMBC (New York, NY)
- …build new processes where none exist **Qualifications and Skills** + Minimum of 7 + years' experience in financial services industry in Financial Planning & Analysis ... may not be permitted for certain roles, including, for example, certain FINRA -registered roles for which in-office attendance for the entire workweek is required.… more
- SMBC (New York, NY)
- …position will support the Industry Coverage groups and will support a team of 7 - 10 people including 3-4 Managing Directors, Executive Directors This position has a ... may not be permitted for certain roles, including, for example, certain FINRA -registered roles for which in-office attendance for the entire workweek is required.… more
- MUFG (New York, NY)
- …innovation with execution and speed with sustainability. **Qualifications** + Minimum 7 + years of experience in data strategy, transformation, or consulting roles, ... the background screening requirements of the Financial Industry Regulatory Authority ( FINRA ) and the National Futures Association (NFA). The major responsibilities… more
- SMBC (New York, NY)
- …new business opportunities **Qualifications and Skills** Work Experience: + Recommended 7 years of experience in the finance industry + Relevant professional ... may not be permitted for certain roles, including, for example, certain FINRA -registered roles for which in-office attendance for the entire workweek is required.… more
- SMBC (New York, NY)
- …Firm. **Qualifications and Skills** Critical Job Knowledge and Core Competencies/Skills: + 4- 7 years of regulatory and/or advisory compliance experience at a broker ... + Must be well organized with project management skills. + BA/BS required. Series 7 , 79 a plus. SMBC's employees participate in a Hybrid workforce model that… more
- MUFG (New York, NY)
- …Accounting, or a related discipline; advanced certifications preferred + Minimum of 7 years of experience within a Product Control team, with demonstrated leadership ... the background screening requirements of the Financial Industry Regulatory Authority ( FINRA ) and the National Futures Association (NFA). The major responsibilities… more
- SMBC (New York, NY)
- …to provide mentorship, guidance, and training to junior colleagues on the team. + 7 to 10 years of specialized experience in non-bank loan originator and servicer ... may not be permitted for certain roles, including, for example, certain FINRA -registered roles for which in-office attendance for the entire workweek is required.… more