• Cash Management Risk VP

    SMBC (New York, NY)
    …industry best practices to inform risk management strategies. **Qualifications and Skills** + 7 + years of experience in financial services, with a focus on risk ... may not be permitted for certain roles, including, for example, certain FINRA -registered roles for which in-office attendance for the entire workweek is required.… more
    SMBC (07/09/25)
    - Related Jobs

  • Compliance Policy Manager

    SMBC (New York, NY)
    …include leading policy related projects and initiatives. **Qualifications and Skills** + 7 + years in financial services or international law firm, with an emphasis ... may not be permitted for certain roles, including, for example, certain FINRA -registered roles for which in-office attendance for the entire workweek is required.… more
    SMBC (07/01/25)
    - Related Jobs

  • CICD Engineer - Vice President

    SMBC (New York, NY)
    …based on project, support, and business needs **Qualifications and Skills** + 7 + years of experience as a Application Security analyst or Application Penetration ... may not be permitted for certain roles, including, for example, certain FINRA -registered roles for which in-office attendance for the entire workweek is required.… more
    SMBC (06/26/25)
    - Related Jobs

  • Workplace Solutions, Advisor Engagement Manager

    JPMorgan Chase (New York, NY)
    …+ 5+ years of experience in the equity plan or workplace industry. + FINRA Securities Industry Essentials, Series 7 , and Series 63 licenses required for ... the position; candidates without licenses must obtain them within 90 days of start date. + Proven ability to operate effectively in a matrix organization, managing tight deadlines and multiple stakeholders. + Exceptional public speaking skills. + Strong… more
    JPMorgan Chase (06/19/25)
    - Related Jobs

  • Counterparty Credit Risk - Governance & Strategy…

    SMBC (New York, NY)
    …to departmental strategic initiatives or any other tasks. **Qualifications and Skills** * 7 + years of experience in risk management or a risk-taking role, preferably ... may not be permitted for certain roles, including, for example, certain FINRA -registered roles for which in-office attendance for the entire workweek is required.… more
    SMBC (06/10/25)
    - Related Jobs

  • Proprietary US Equities Trader/Active

    Hold Brothers (New York, NY)
    About the Job: Hold Brothers Capital, LLC, is a FINRA Registered, SEC, Self-Clearing Broker Dealer. We strive to be a complete destination for traders looking to ... licensed with our broker-dealer in order to trade at the firm. Either, an active Series 7 and Series 55, Series 56, or 57 are required. We can provide Series 57 exam… more
    Hold Brothers (06/09/25)
    - Related Jobs