- JPMorgan Chase (New York, NY)
- …capabilities, and skills:** + 5 plus years' experience in Financial Services industry + FINRA Series 7 and 66 licenses required + Bachelor's degree required + ... Proven ability to be a self-starter, act as an end-to-end owner of tasks and work independently in a fast-paced environment + Proactively identify and delivery appropriate solutions that address the needs of our clients + Ability to communicate effectively… more
- City National Bank (New York, NY)
- …experience using basic software programs like Word, Excell, Power Point, etc. * FINRA Series 7 : General Securities Rep *Additional Qualifications* * Completion ... of or pursuit of CFA designation, MBA or both. * Excellent knowledge in the following areas: asset management, banking/credit, personal trust, and brokerage services. * Excellent analytical and financial analysis skills. * Strong computer skills with knowledge… more
- Siebert Williams Shank (New York, NY)
- …upon those over time. Requirements + 5+ years of experience in Institutional Sales + FINRA Series 7 and 63 registrations required + Established book of fixed ... income relationships + Highly developed sales and communication skills + Proficient in Bloomberg, Microsoft, Excel + Excellent time management and organizational capabilities; high energy, tenacious, and creative + Ability to work well as part of a team +… more
- Citigroup (New York, NY)
- …work under tight deadlines + Excellent verbal and written communication skills + FINRA Series 7 and 66 preferred **Education:** + Bachelor's/University degree or ... equivalent experience **Job Family Group:** Private Client Coverage **Job Family:** Client Onboarding **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $78,320.00 - $109,280.00 In… more
- Bank of America (Buffalo, NY)
- …and development needed to continue a successful career as a Financial Advisor Required Skills: + FINRA Series 7 & 66 (63 & 65 accepted, in lieu of 66) ... registrations required with 5+ years' experience + Established and portable practice with a minimum of $1MM in production + Experience managing client portfolios and driving growth + Proven relationship building and business development skills Desired Skills:… more
- NBT Bank (Williamsville, NY)
- …Advanced knowledge of all broker dealer advisory platforms Unique Job Characteristics and Requirements: FINRA Series 7 , Series 63 and life insurance license or a ... Registered Investment Advisor (RIA) Tasks Performed: + 40% Conducts regular client review meetings to uncover additional investment and insurance needs and to develop deeper relationships through financial planning with a focus on retention and replication of… more
- KeyBank (New York, NY)
- …stock market. **Licenses and Certifications** + Candidates will be required to complete the FINRA Series SIE, 7 , 63, 86, 87 licenses. **Tactical Skills** + ... + Bachelor's degree in Finance, Accounting, or Economics. + CFA, CPA, or FINRA Series licenses is a plus. **Experience Qualifications:** + Candidate should possess… more
- TD Bank (New York, NY)
- …multiple tasks and competing priorities.** + **Proficiency with Microsoft Office applications.** + ** FINRA license Series 7 , 63 &24** + **Life and Health ... & Experience:** + Undergraduate degree or equivalent work experience + 7 + years of experience **Desired Qualifications:** + **Demonstrated business writing… more
- Citigroup (New York, NY)
- …relationships both internal and external + Ability to manage multiple concurrent deadlines + FINRA SIE, Series 7 , Series 66 required (or obtained within 120 ... escalating, managing and reporting control issues with transparency. **Qualifications:** + 3- 7 years of relevant experience + Prior experience in wealth management… more
- Santander US (New York, NY)
- …skills. * Strong communication and interpersonal skills. * Team player and self-starter. Certifications: FINRA Licenses 79, 7 , and 63 It Would Be Nice For You ... To Have: Established work history or equivalent demonstrated through a combination of work experience, training, military service, or education. **What Else You Need To Know** **:** The base pay range for this position is posted below and represents the… more