- Edward Jones (Burlington, NC)
- …**Licensing:** + SIE (which can be obtained without Firm sponsorship), Series 7 and Series 66 will be required; if not currently registered, registrations ... Edward Jones during the assigned paid study period. + FINRA registrations required within three months. State insurance licenses...ongoing training offered by the firm and regulatory authorities ( FINRA and SEC), as well as required CE training… more
- Thrivent Financial (Raleigh, NC)
- …your state insurance licenses (life, health & variable contracts), Series 7 and 66 registrations, and complete Thrivent's comprehensive advisor onboarding program. ... or equivalent experience. Military veterans are encouraged to apply. + Attainment of FINRA SIE, life and health licenses (licensed role only) before contracting. +… more
- Wells Fargo (Charlotte, NC)
- …field with an expected graduation date of **December 202** **6** **-June 202** ** 7 ** + Intermediate Microsoft Office (Word, Excel, Outlook, and PowerPoint) skills + ... to work in the United States.** This position is subject to FINRA Background Screening Requirements, including successful completion and clearing of a background… more
- TIAA (Charlotte, NC)
- …University (Degree) Preferred **Work Experience** + 2+ Years Required; 3+ Years Preferred ** FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series ... + 2+ years of financial services experience. + Series 7 , 66 (63 and 65), and life and health...+ 3+ years of financial services experience. + Series 7 , 66 (or 63 and 65), and life and… more
- Truist (Charlotte, NC)
- …reports, regular and ad hoc analytics, and interpretation of LOB financial results 7 . Assess accounting impacts of business changes 8. Oversight of the internal ... submission of other regulatory reports and filings - eg FINRA FOCUS II report; Form SIS, Form SSOI, Form...and the ability exercise judgment and solve complex problems. 7 . Sound and logical decision-making abilities. 8. Demonstrated leadership… more
- PNC (Charlotte, NC)
- …Financial modeling skills preferred Licenses: Corporate Finance SIE, 79 and 63 ( 7 optional/with manager approval) within 180 days of employment **Job Description** + ... optional) within 180 days of employment, Corporate Finance SIE, 79 and 63 ( 7 optional/with manager approval) within 180 days of employment, Asset Backed Finance SIE,… more
- TIAA (Charlotte, NC)
- …Requirements** + University (Degree) Preferred **Work Experience** + No Experience Required ** FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series ... and closing both education and growth related opportunities. A consultant has their series 7 , 66 and Health/Life licensing in all 50 states. This role falls under… more
- US Bank (Charlotte, NC)
- …**Basic Qualifications** + Bachelor's degree, or equivalent work experience + At least 7 years of experience within a total information technology (IT) environment + ... At least 7 years of experience with the design, development and...positions may also be subject to the requirements of FINRA , NMLS registration, Reg Z, Reg G, OFAC, the… more
- Truist (Raleigh, NC)
- …6. Lead moderately complex projects and participates in larger, more complex initiatives. 7 . Solve complex technical and operational problems. Act as a resource for ... straightforward manner 6. Demonstrable experience working in an Agile delivery methodology 7 . Capital Markets domain expertise - specific knowledge of the sales and… more
- Vanguard (Charlotte, NC)
- …experience. What you'll need: + This job requires a regulatory license and/or registration (eg FINRA , state, SFC), the SIE, Series 7 and 63/65 or 66. Certain ... will be determined by Compliance based on role-specific duties. + The SIE & Series 7 are required prior to starting with Vanguard. The Series 66 can be acquired upon… more