- SMBC (Charlotte, NC)
- …and challenges with applications under development **Qualifications and Skills** + 7 + years of software development experience in enterprise applications, preferably ... may not be permitted for certain roles, including, for example, certain FINRA -registered roles for which in-office attendance for the entire workweek is required.… more
- Edward Jones (Greensboro, NC)
- …the Securities and Exchange Act of 1934, and conducts background reviews consistent with FINRA Rule 3110(e). A copy of a notice regarding the provisions of the Los ... to think critically + Passion for new opportunities **Candidate qualifications:** + Series 7 and Series 66 required + Experience in financial services working with… more
- SMBC (Charlotte, NC)
- …for business opportunities. **Qualifications and Skills** Recommended years of experience: 7 SMBC's employees participate in a Hybrid workforce model that provides ... may not be permitted for certain roles, including, for example, certain FINRA -registered roles for which in-office attendance for the entire workweek is required.… more
- US Bank (Charlotte, NC)
- …trade & working capital opportunities across the menu of WCF solutions. Over the next 5- 7 years, our committed alpha growth is to get to $100MM + in annual revenues, ... and external network contacts to assure continued personal development. 7 . Remain current with internal and external elements that...positions may also be subject to the requirements of FINRA , NMLS registration, Reg Z, Reg G, OFAC, the… more
- US Bank (Charlotte, NC)
- …matter expert knowledge across security domain areas **Additional Qualifications:** + 7 + years working experience with cloud technologies or data engineering. + ... Act (FDIA). In addition, certain positions may also be subject to the requirements of FINRA , NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank… more
- Regions Bank (Charlotte, NC)
- …eligible for overtime pay. **Requirements** + Bachelor's degree and seven ( 7 ) years of experience in Compliance, Operational Risk, Quality Assurance/Control, Audit, ... (CISA) + Financial Risk Manager (FRM) + Financial Industry Regulatory Authority ( FINRA ) Licenses **Skills and Competencies** + Ability to mentor and train junior… more
- SMBC (Charlotte, NC)
- …**Qualifications and Skills** Critical Job Knowledge and Core Competencies/Skills: * 7 + Years of hands-on security architecture, implementation and design experience ... may not be permitted for certain roles, including, for example, certain FINRA -registered roles for which in-office attendance for the entire workweek is required.… more
- Edward Jones (Cornelius, NC)
- …+ High School Diploma/Equivalent required; Bachelor's degree preferred + Series 7 and Series 66 required, if not currently registered, registrations may ... + At least 3-5 years of relevant experience in securities industry preferred + FINRA licenses required within three months. State insurance licenses required + As an… more
- SMBC (Charlotte, NC)
- …captured to ensure it adheres our KDE Framework. **Qualifications and Skills** + 7 to 10 years of specialized experience in Financial Services + Education: Required: ... may not be permitted for certain roles, including, for example, certain FINRA -registered roles for which in-office attendance for the entire workweek is required.… more
- SMBC (Charlotte, NC)
- …+ Bachelor's degree in Computer Science, Finance, Information Systems, or related field. + 7 + years of experience as a Business Analyst or Delivery Manager in a ... may not be permitted for certain roles, including, for example, certain FINRA -registered roles for which in-office attendance for the entire workweek is required.… more