- City National Bank (Austin, TX)
- …Worth or Ultra High Net Market markets * 2 + years delivering formal client presentations * FINRA Series 7 and 63 or 66 licenses * Ability to travel 40-50% of ... the time *Additional Qualifications* * CFA - Chartered Financial Analyst (or in process of becoming CFA Charterholder) * Highly competitive and goal-oriented * A focus on sales and new business development * Masters Degree preferred * Working knowledge of… more
- Thrivent Financial (Austin, TX)
- …as needed. + Will and skill to commit to joint field work expectations. + Licensing: + FINRA Series 7 , 63/65 or 66 required or obtained within 90 days. + State ... insurance licensed and appointed in life, health and variable lines of authority or attained within 90 days. + State securities registered and insurance licensed and appointed in all states that comprise the Advisor Group or are aligned to specific financial… more
- Vanguard (Dallas, TX)
- …or equivalent combination of training and experience. Graduate degree preferred. + This job requires FINRA Series 7 , 24, 63, 65, 66 or ability to acquire within ... department guidelines. Other Details This role is part of our hybrid work model with Tuesdays - Thursdays required in our offices to foster collaboration and relationships. On Mondays and Fridays, our crew will have the option to work remotely, or continue… more
- Bank of America (Dallas, TX)
- …and development needed to continue a successful career as a Financial Advisor Required Skills: + FINRA Series 7 & 66 (63 & 65 accepted, in lieu of 66) ... registrations required with 5+ years' experience + Established and portable practice with a minimum of $1MM in production + Experience managing client portfolios and driving growth + Proven relationship building and business development skills Desired Skills:… more
- USAA (Plano, TX)
- …is not required, however, if there is an existing license and a business need, maintenance of FINRA Series 7 , 66 (or 63 and 65), 24, and 51 (or 53) may be ... required. + 8 or more years of related experience in financial services operations to include process improvement and business analysis. + 4 or more years direct team lead or management experience providing coaching, development and/or leadership in a… more
- Alight (TX)
- …. **Alight is Looking for a Licensed DC Customer Solutions Specialist** **_( FINRA Series 6 or 7 is required)_** This role requires ... qualified and non-qualified retirement plan benefits. **Requirements** + Possess FINRA Series 6 or 7 . Series 63/65/66...**Requirements** + Possess FINRA Series 6 or 7 . Series 63/65/66 a plus. + Demonstrate Defined Contribution… more
- Truist (Dallas, TX)
- …retail bank products for the mass affluent market. 4. A minimum of Securities Industry Essentials (SIE), FINRA Series 6 or 7 , 66 (63 and 65 in lieu of 66) and ... centers of influence who will enhance business development efforts. 7 . Work within existing audit, compliance and regulatory framework...obtained within 100-150 days of job entry date. Active FINRA licenses must be transferred within 60 days of… more
- Aegon Asset Management (TX)
- …experience + Five years of sales experience in the financial services industry + FINRA Series 6 or 7 , and 63 + Outstanding communication and presentation ... Brand, and Government and Policy Affairs. Transamerica employs nearly 7 ,000 people. It's part of Aegon, an integrated,...companies employ over 2 1,500 people and have approximately 31. 7 million customers . * For more information, visit… more
- Charles Schwab (Westlake, TX)
- …this wealth management offer. **Throughout the Academy you will** **:** + Study and pass FINRA SIE, Series 7 and 66 licenses + Learn from our numerous mentors, ... of licensing exam preparation. This time is meant for you to study and obtain you SIE, 7 and 66. If you already have 2 of the 3 licenses you would not be eligible… more
- Wells Fargo (Rockwall, TX)
- …banking + Experience recommending financial services products and services + Successfully completed FINRA Series 6 and 63 exams (or recognized FINRA equivalents) ... sales practices risk management culture + Current registration for FINRA Series 6 and Series 63 (or FINRA...is not eligible for Visa sponsorship **Posting End Date:** 7 Sep 2025 **_*Job posting may come down early… more
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