- Edward Jones (El Paso, TX)
- …the Securities and Exchange Act of 1934, and conducts background reviews consistent with FINRA Rule 3110(e). A copy of a notice regarding the provisions of the Los ... to think critically + Passion for new opportunities **Candidate qualifications:** + Series 7 and Series 66 required + Experience in financial services working with… more
- US Bank (Irving, TX)
- …matter expert knowledge across security domain areas **Additional Qualifications:** + 7 + years working experience with cloud technologies or data engineering. + ... Act (FDIA). In addition, certain positions may also be subject to the requirements of FINRA , NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank… more
- PNC (Dallas, TX)
- …Birmingham, AL, Farmers Branch, TX). Some travel required Tuesday-Saturday 11:00 PM to 7 :00 AM PNC will not provide sponsorship for employment visas or participate ... Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority ( FINRA ), which prohibit the hiring of individuals with certain criminal history.… more
- PNC (TX)
- …at the manager's discretion. Hours for this role are Monday - Friday, start times vary between 7 :00 am EST - 9:00 am EST and end times vary between 4:00 pm EST - ... Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority ( FINRA ), which prohibit the hiring of individuals with certain criminal history.… more
- MUFG (Irving, TX)
- …+ **Engaging in industry discussions and peer benchmarking.** **Experience** + 7 + years and/or equivalent of relevant OFAC/sanctions-related experience within public ... the background screening requirements of the Financial Industry Regulatory Authority ( FINRA ) and the National Futures Association (NFA). The major responsibilities… more
- Thrivent Financial (Dallas, TX)
- …currently active or obtained within 90 days of hire - Life and Health, Series 7 , Series 66 + State insurance licensed and appointed in life, health and variable ... advisors are credentialed to provide investment advisory services. Visit Thrivent.com or FINRA 's Broker Check for more information about our financial advisors. Pay… more