- Charles Schwab (Austin, TX)
- …provides internal audit coverage of the business process activities and compliance functions for Schwab's registered domestic and international broker-dealers and ... corporate client services, including stock plan services, retirement plan services, and compliance and employee trade monitoring solutions; and (vi) middle and back… more
- Wells Fargo (Irving, TX)
- …Certifications + CAMS (Certified anti-money laundering specialist) + CRCM (Certified regulatory compliance manager ) + CAFP (Certified AML and Fraud professional) ... matrixed environment and exercise independent judgment while developing understanding of compliance and risk management requirements for the supported area +… more
- Medtronic (San Antonio, TX)
- …overseeing daily production to ensure operational effectiveness, financial and regulatory compliance and world class customer service. You will work with Operating ... customer expectations related to operational, quality and service support. This manager will have responsibility for leading and developing a best-in-class customer… more
- Live Nation (Houston, TX)
- …& procedures + Balance and reconciliation of all seller cash drawers + Assist Manager on reconciliation & accounting of all ticket sales for each ticketed ... department + Facilitate open communication with the Box Office Manager , staff and all other venue departments + Exhibit...determining the salary level for potential new employees. In compliance with the CO EPEWA, a potential new employee's… more
- Houston Methodist (Katy, TX)
- …as lead staff member of a specific area. In the absence of the Manager or Coordinator, this position assists in maintaining employee schedules and must possess the ... to meet all standards of the hospital and regulatory agencies. Ensures compliance with local Food Ordinances. Maintains serving and dining area in excellent… more
- Charles Schwab (Westlake, TX)
- …governance processes, risk management programs, internal controls, and regulatory compliance . The team also shares responsibility for regulatory agency interactions, ... the purpose of providing an independent assessment of CSC's compliance with the regulatory requirements pertaining to the BSA...draft audit observations for review by the Internal Audit Manager /Senior Manager (and above levels) and subsequent… more
- American States Utility Services (Fort Bliss, TX)
- …wastewater construction. The Construction Program Leader reports to the Capital Construction Manager who is accountable for the delivery and completion of capital ... level of service provided to our customers* Works with the Capital Construction Manager to actively explore, evaluate and implement new technology and/or methods in… more
- Charles Schwab (Austin, TX)
- …governance processes, risk management programs, internal controls, and regulatory compliance . The team also shares responsibility for regulatory agency interactions, ... seeking trust and custody services for employee benefit plans. Reporting a Senior Manager or Director in the Bank enterprise team, the Senior Auditor will have… more
- Entergy (The Woodlands, TX)
- …may not be paid overtime associated with such duties. **Job Segment:** Contract Manager , Project Manager , Risk Management, Compliance , Inspector, Legal, ... independent project assessments of projects within Entergy's project portfolio to ensure compliance with Entergy's SGP and project management standards; serves as a… more
- Comerica (Houston, TX)
- …Learning risk mitigation processes and understand various aspects of risk and compliance . Gaining an understanding of loan documentation and the loan closing ... Sales and Credit skills learned in the program. Initial placement into Relationship Manager I, First Level Officer position. Placement out of the program may require… more