- Citigroup (Queens, NY)
- …for regulatory filings of the FR Y-15. + Partner with the Regulatory Reporting Interpretative Office, Basel Interpretative Office, and Accounting Policy on their ... guidance. **Skills:** + Strong familiarity with relevant Regulatory rules and GAAP/ SEC financial reporting . + Strong leadership and personnel management… more
- Lincoln Financial (Albany, NY)
- …general interrogatories, supplemental interrogatories etc.). + You will serve as a project manager for investment accounting and reporting related team ... to bring on a **Regulatory GAAP and Statutory Investment Reporting Analyst** to support the Investment Accounting ...General Account Invested Assets on a Statutory, GAAP (specifically SEC reporting ), Management and Tax basis and… more
- Warner Music Group (New York, NY)
- …literacy with knowledge of financial systems and software + Entry level knowledge of GAAP/ SEC accounting and reporting . + Proficient with MS office (Excel, ... companies within Warner Music Group. The department provides financial reporting , accounting , planning, budgeting, and financial compliance...10-K, 10-Q, etc.) in line with US GAAP and SEC reporting requirements + Assist in ensuring… more
- BMO Financial Group (New York, NY)
- Our ideal candidate has a SEC /FINRA examiner background with broker dealer experience including SEC 15c3 experience, possessing a strong understanding of broker ... dealer operations and SEC /FINRA regulations. If you have dealt with trading intricacies and have showcased a comprehensive grasp of the industry, this might be the… more
- Janus Henderson Investors (New York, NY)
- …your own, we would love to hear from you! Your opportunity The Fund Operations Manager serves as the primary point of contact and dedicated liaison for many of the ... fund's counterparties and vendors. Responsibilities include: Trading + Fund accounting , trade settlement, and booking/blotter management + Periodic (monthly or… more
- TD Bank (New York, NY)
- …Management TDS is responsible to provide the leadership team with information, reporting and support to ensure Trading operational risks are appropriately managed ... medium-term issues (eg 6-12 months) + Generally reports to a Senior Manager or above **Core Accountabilities:** Scope of Supervision accountabilities cover multiple… more
- Conifer Realty LLC (Dryden, NY)
- Assistant Community Manager Dryden, NY (http://maps.google.com/maps?q=4+TS+Eliot+Dr+Dryden+NY+USA+13053) * Property Management Job Type Full-time Description ... ASSISTANT COMMUNITY MANAGER - POETS...NY. (120-units) Responsibilities will include: Handling all Tax Credit, HUD- Sec 8 PBV, HOME and other subsidy housing/resident leasing… more
- Mizuho Corporate Bank (New York, NY)
- Asset Management One USA Inc is a New York-based asset manager ( SEC registered investment adviser and CFTC registered CTA/CPO) with approximately $ 7 b under ... responsib ilities for management of all daily and periodic accounting , finance , and trad e operations needs...Assist with regulatory compliance, including filings of regulatory forms (NFA/ SEC ) + Assist with investor reporting preparation… more
- JPMorgan Chase (Pittsford, NY)
- …your efforts will be recognized and valued. As a Chase Wealth Management Supervisory Manager in the CWM Field Supervisory team, you will lead a team responsible for ... **Required Qualifications, Capabilities, and Skills:** + Bachelor's degree in Finance, Accounting , Business Administration, or related field. + Five years of… more
- Neuberger Berman (New York, NY)
- …- 12 years accounting /finance experience; CPA preferred + Experience with SEC reporting for Registered Investment Companies required + Credit-related product ... the NB Private Markets group. This role will report to the SVP and manage the SEC reporting and filings to ensure compliance, and will be involved in hiring,… more