- TD Bank (New York, NY)
- …Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice , guidance and expertise on regulatory requirements and assisting ... Our services include underwriting and distributing new issues, providing trusted advice and industry-leading insight, extending access to global markets, and… more
- TD Bank (New York, NY)
- …VP Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice , guidance and expertise on regulatory requirements and assisting business ... Our services include underwriting and distributing new issues, providing trusted advice and industry-leading insight, extending access to global markets, and… more
- MUFG (New York, NY)
- …to areas of coverage. This would include providing clear and understandable advice and guidance to interested parties and drafting and delivering Compliance training ... proposed and new rules in addition to market and internal developments and provide advice and guidance on the potential impact to current activities, and working to… more
- City of New York (New York, NY)
- …the legality of current and proposed practices and procedures; - Providing advice and counsel to ensure the DOC meets statutory and regulatory requirements, ... regulations that affect or inform the Department's work; - Offering counsel and advice on a wide range of administrative, civil, criminal, commercial, and litigation… more
- Northwell Health (Lake Success, NY)
- …with other systems in the organization. Job Responsibility + Provides strategic advice and guidance to the Revenue Cycle Quality and Performance Management function. ... responsibilities and scope of authority; provides business staff with technical advice and problem resolution; implements solutions in response to issues, customer… more
- Grant Thornton (New York, NY)
- …framework conversions, IPO or other public offering assistance and on-call accounting advice , among others. You'll build relationships with clients and your project ... teams, and engage client stakeholders to identify, assess, and deliver substantiated advice because together is how we succeed. From day one, you'll be empowered by… more
- TD Bank (New York, NY)
- …circumstances._ **Job Profile Summary** The Compliance Business Oversight Manager provides advice , support and objective guidance to assigned portfolio, business or ... activities as required + Delivers relevant subject matter expertise and Compliance advice to business management + Conducts meaningful analysis at the functional or… more
- Citizens (Brooklyn, NY)
- …time getting to know their customers and building lasting relationships by providing trusted advice . What you'll do Are you outgoing? Do you get satisfaction out of ... helping others and offering sound advice ? If you're a "people person" who enjoys building positive relationships with customers, then this is the job for you! Using… more
- Regeneron Pharmaceuticals (Sleepy Hollow, NY)
- …and materials across multiple functional areas. + Provide timely regulatory advice and guidance, with guidance from Regulatory Affairs, Advertising & Promotion ... maintaining excellent written/verbal communication skill when giving strategic regulatory advice + Ability to support global promotional review, understanding of… more
- TD Bank (New York, NY)
- …opportunity.** **Job Profile Summary** The Compliance Business Oversight Manager provides advice , support and objective guidance to assigned portfolio, business or ... activities as required + Delivers relevant subject matter expertise and Compliance advice to business management + Conducts meaningful analysis at the functional or… more