- TD Bank (New York, NY)
- …Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice , guidance and expertise on regulatory requirements and assisting ... on a real-time basis to manage compliance risk. + Provides day-to-day strategic advice and guidance to front office and relevant control functions regarding (i)… more
- MetLife (New York, NY)
- …areas of MetLife. We are seeking an attorney to provide legal advice with respect to compliance with anti-bribery and corruption (ABC), anti-money laundering ... global coverage model. The candidate must be able to provide excellent legal advice and representation, have demonstrated a high degree of discretion, judgment and… more
- TD Bank (New York, NY)
- …and into the overall Compliance Framework. Focus will be on providing real-time compliance advice to the business, with such advice tailored to resolving issues ... structure preferred + Significant experience in providing legal, regulatory or compliance advice to Equity Sales & Trading Businesses + Strong knowledge of… more
- CBRE (Albany, NY)
- …primarily for government agencies Freddie Mac, Fannie Mae, and FHA/HUD; provide advice on specific issues that arise in the loan origination business; review ... Work with specialized outside counsel monitoring and providing legal advice for CBRE DSF's CMBS business, both as to...procurement and technology teams and draft, negotiate, and provide advice for vendor agreements for all segments of the… more
- Equitable (New York, NY)
- …of Equitable's Legal and Compliance organization. The role includes providing tax advice to Equitable's retirement product business areas related to its annuity and ... life insurance product offerings. Additionally, this role will provide advice related to tax issues resulting from the administration of the company's products. If… more
- NBC Universal (New York, NY)
- …various FAST channels. The Vice President, Legal & Business Affairs will provide advice and support with respect to the negotiation and management of NBCUniversal's ... to align distribution priorities with companywide objectives as well as provide advice and ensure compliance with respect to current agreements. Key Responsibilities… more
- Citigroup (New York, NY)
- …in the implementation and oversight of investment solutions, and in providing advice and guidance on markets and actionable investment ideas. Appropriate candidates ... direct selling , determining suitability, identifying product specific opportunities, portfolio advice and after sales execution (in partnership with the Banker… more
- New York State Civil Service (Albany, NY)
- …under the supervision of the General Counsel, Counsel's Office provides legal advice , assistance, and guidance to State Parks programs and administrative support ... counsel and recommendations to Executive and management teams; communicating legal advice to State Parks' staff; drafting, reviewing and approving contracts;… more
- TD Bank (New York, NY)
- …requirements and regulations for the Wholesale business. The team provides advice across the full spectrum of TDS customers, products, transactions, and ... with Microsoft Word, Excel and PowerPoint. The Senior Compliance Office provides advice , guidance and support to business units in adhering to regulatory/compliance… more
- JPMorgan Chase (New York, NY)
- If you are customer focused, enjoy building relationships and providing financial advice to your clients, a role as a Business Relationship Manager is for you. As a ... clients and the well-being of their businesses through financial solutions, education, and advice . You will manage a portfolio of new and existing business clients… more