- Raymond James Financial, Inc. (New York, NY)
- …(BA), preferably in Mathematics, with a minimum of fifteen (15) years of financial services experience required . Experience in broker-dealer or wealth ... investment platforms, and UHNW product risks including structured products, alternatives, and advisory platforms **Skill in:** . Risk operations, work processes,… more
- TD Bank (New York, NY)
- …of enterprise Compliance Program professionals providing oversight and control related advisory services to Compliance partners + Provides strategic direction ... mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll...banking experience or are just starting your career in financial services , we can help you realize… more
- MUFG (New York, NY)
- …for negative trends or escalation items + OMR SME reviewer for Product & Services risk assessments + Perform sample-based framework compliance testing (e,g, QA, ... Purpose of Job: Reporting to the Head of Operational Risk Framework Execution and Business Coverage Teams, responsible for...**Business and Technical Knowledge:** + Broad view of the financial services industry. + Strong knowledge of… more
- Bloomberg (New York, NY)
- …and maintain the risk profile of vendors and vendor products / services , and drive control assessment and risk remediation activities across our vendor ... monitoring of risks introduced by vendors and other third-party service providers. **What's The Role?** We are looking for...Bloomberg departments for which you are responsible + Provide advisory support to Bloomberg departments on risk … more
- Mizuho Corporate Bank (New York, NY)
- …by total assets of ~$2 trillion. Mizuho's 60,000 employees worldwide offer comprehensive financial services to clients in 35 countries and 800 offices throughout ... Join Mizuho as the Manager of Infrastructure Governance, Risk and Controls! We are seeking a dynamic...in a leadership role + Strong understanding of infrastructure services and financial industry regulations + Proven… more
- Citigroup (Getzville, NY)
- …(VOE) initiatives + Travel (less than 10%) **Knowledge/Experience:** + Demonstratable financial services experience, including 3-5 years of credit experience ... First Line of defense for wholesale and counterparty credit risk (CCR) management. ICM works with Independent Risk...across Markets as well as Banking, Capital Markets and Advisory (BCMA) to ensure full alignment on business and… more
- Mizuho Corporate Bank (New York, NY)
- …by total assets of ~$2 trillion. Mizuho's 60,000 employees worldwide offer comprehensive financial services to clients in 35 countries and 800 offices throughout ... Risk model preferred + Knowledge of pricing and risk models for financial derivatives + Strong...is a leading provider of corporate and investment banking services to clients in the US, Canada, and Latin… more
- Mizuho Corporate Bank (New York, NY)
- …by total assets of ~$2 trillion. Mizuho's 60,000 employees worldwide offer comprehensive financial services to clients in 35 countries and 800 offices throughout ... Japanese corporate clients in the US The Compliance and Risk Management Unit, part of the Planning Team within...part of the recruitment process . Company Overview Mizuho Financial Group, Inc. is the 15th largest bank in… more
- Mizuho Corporate Bank (New York, NY)
- …of reporting workflow and material preparation Qualifications: + Previous experience in financial services or consulting is preferred + Experience with ... Join Mizuho as an IT Risk Management Reporting Specialist! The IT Governance, ...of ~$2 trillion. Mizuho's 60,000 employees worldwide offer comprehensive financial services to clients in 35 countries… more
- M&T Bank (Buffalo, NY)
- …appropriate field preferred. + Related certifications (CPA, CIA, CISA or similar). + Financial Services Industry experience preferred. M&T Bank is committed to ... (LOBs) such as Commercial Banking, Retail Banking, Mortgage, Consumer Banking, Wealth Advisory , Institutional Client Services , or support functions such as… more