- TD Bank (New York, NY)
- … risk . Ideal candidate would have previous compliance experience, preferably in an advisory capacity. The Senior Manager will provide support to the overall ... compliance policies and procedures for covered business areas. + Conduct compliance risk assessments to ensure effective business control framework. + Provide… more
- TD Bank (New York, NY)
- …LRRs and Controls are mapped to the Business + Conduct compliance risk assessments to ensure effective business control framework + Analyze new regulations ... We are looking for a Director, US Markets Compliance Advisory to join our team in New York City....issues with consideration to regulatory requirements, regulatory and firm risk and industry best practice. In addition, this individual… more
- TD Bank (New York, NY)
- …**Preferred Qualifications:** We are looking for a Vice President, US Markets Compliance Advisory to join our team in NYC. The ideal candidate must have compliance ... experience in the investment banking space, preferably in an advisory capacity. The Vice President will assist in the...strategic advice and guidance to front office and relevant control functions regarding (i) public and private offerings of… more
- TD Bank (New York, NY)
- …of compliance with firm policies for covered business areas + Conduct compliance risk assessments to ensure effective business control framework + Analyze new ... **Preferred Qualifications:** We are looking for a Vice President, US Markets Compliance Advisory to join our team in NYC. The ideal candidate must have compliance… more
- Diageo (NY)
- …and operational management to optimize the internal control environment and risk mitigation activities. + Lead and deliver advisory reviews for strategic ... projects and risk areas to ensure internal controls are crafted, implemented, and operating effectively. + Be... controls and audit practices including expertise in risk and control frameworks, financial policies and… more
- City National Bank (New York, NY)
- *OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER I -... controls implemented. This includes providing feedback to risk and control owners and control ... management activities: control identification to match appropriate controls with identified risk exposures to lower...risk appetite and fair representation of the operational risk profile * Provide advisory , oversight, and… more
- City National Bank (New York, NY)
- …Bank's business processes, people, systems or external events. Working with the Enterprise Fraud Risk Manager for the Fraud and Payment Systems, the ORBO ... Committee of the Board and RBC. The ORBO Manager II is responsible for providing advisory ...framework, which includes risk identification and assessment; risk measurement; risk controls ; and… more
- American Express (New York, NY)
- …mission is to protect and enhance organizational value by providing independent, objective, risk -based assurance, advisory services and to influence the way the ... to expand and enhance the Internal Audit Group. Our assurance and risk professionals have diverse backgrounds including internal controls , consumer compliance,… more
- Citizens (New York, NY)
- …regulatory requirements. You will also work with the First Line Risk Manager to initiate root cause analysis into control failures and identification of ... banking relationships and payment structures to establish mitigating controls , risk thresholds, and continuously monitor control effectiveness. This role… more
- Citigroup (New York, NY)
- …calendar(s) of senior management + Coordinates all aspects of executive level manager appointments, meetings, receptions and conference calls + May prepare and ... or guides other administrative staff when required + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the… more