- JPMorgan Chase (New York, NY)
- …risks, adapting to the priorities of various business lines. As the Business Manager supporting the Corporate Advisory group within the Investment Bank, you ... Join JP Morgan's Corporate Advisory group to help clients enhance their impact...a large network throughout all functions supporting the business: Risk , Legal, Compliance, Business Control , Technology, Chief… more
- TD Bank (New York, NY)
- …for this role. **Job Description:** We are looking for a Director, US Markets Compliance Advisory to join our team in New York City. The ideal candidate must have ... compliance experience in the investment banking space, preferably in an advisory capacity. The Director will primarily focus on the management of the firms… more
- TD Bank (New York, NY)
- …Financial Crime Risk Management **Job Description:** The Head of Financial Crime Risk Management (FCRM) Advisory , TDS (US) leads and manages a team that ... -based approach to ensuring all applicable FCRM processes and controls are in place, effective and compliant with corporate...policy. + Reviews and approves the results of FCRM risk assessments including Scoping, Control and Inherent… more
- TD Bank (New York, NY)
- …LRRs and Controls are mapped to the Business + Conduct compliance risk assessments to ensure effective business control framework + Analyze new regulations ... We are looking for a Director, US Markets Compliance Advisory to join our team in New York City....issues with consideration to regulatory requirements, regulatory and firm risk and industry best practice. In addition, this individual… more
- TD Bank (New York, NY)
- …**Preferred Qualifications:** We are looking for a Vice President, US Markets Compliance Advisory to join our team in NYC. The ideal candidate must have compliance ... experience in the investment banking space, preferably in an advisory capacity. The Vice President will assist in the...strategic advice and guidance to front office and relevant control functions regarding (i) public and private offerings of… more
- TD Bank (New York, NY)
- …of compliance with firm policies for covered business areas + Conduct compliance risk assessments to ensure effective business control framework + Analyze new ... **Preferred Qualifications:** We are looking for a Vice President, US Markets Compliance Advisory to join our team in NYC. The ideal candidate must have compliance… more
- American Express (New York, NY)
- …of SOX including internal control framework. + Provide SOX risk advisory specific support to enterprise-wide large-scale initiatives including new ... work with the broader team to leverage the new Risk and Control Self-Assessment framework to ensure...and external audit teams. The Manager SOX Advisory and Analytics will: + Review, assess risk… more
- TD Bank (New York, NY)
- …on regulatory requirements and assisting business units to manage their regulatory risk . The successful candidate should have compliance advisory experience in ... to resolving issues with consideration to regulatory requirements, regulatory and firm risk and industry best practice. **Key Responsibilities** + Provide day to day… more
- Citizens (New York, NY)
- …regulatory requirements. You will also work with the First Line Risk Manager to initiate root cause analysis into control failures and identification of ... banking relationships and payment structures to establish mitigating controls , risk thresholds, and continuously monitor control effectiveness. This role… more
- TD Bank (New York, NY)
- … Risk processes, ensuring optimal efficiency and clarity. The role will lead risk and control routine management and reporting, as well as Policy, Framework, ... controls , segregation of duties, transaction approvals and physical control of assets) + Participates in cross-functional/enterprise initiatives as a subject… more