- TD Bank (New York, NY)
- …of compliance with firm policies for covered business areas + Conduct compliance risk assessments to ensure effective business control framework + Analyze new ... **Preferred Qualifications:** We are looking for a Vice President, US Markets Compliance Advisory to join our team in NYC. The ideal candidate must have compliance… more
- City National Bank (New York, NY)
- *OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER I -... controls implemented. This includes providing feedback to risk and control owners and control ... management activities: control identification to match appropriate controls with identified risk exposures to lower...risk appetite and fair representation of the operational risk profile * Provide advisory , oversight, and… more
- BMO Financial Group (New York, NY)
- …+ Anticipate/ identify and analyze risk and consequences of unaddressed risk factors/ compliance gaps, and recommends appropriate controls . + Operate ... maintain current knowledge of regulatory requirements and developments, monitoring risk /trade surveillance, and identifying and corrects possible gaps and… more
- City National Bank (New York, NY)
- …Bank's business processes, people, systems or external events. Working with the Enterprise Risk Manager for Fraud and Payment Systems, the Fraud Manager ... Committee of the Board and RBC. The Fraud Manager II is responsible for providing advisory ...framework, which includes risk identification and assessment; risk measurement; risk controls ; and… more
- WM (Albany, NY)
- …applicants from other states may be considered.** **I. Job Summary** WM Advisory Services is seeking a detail-oriented, customer service driven individual to play ... business development processes, including standard operating procedures, templates and quality control measures to improve consistency across projects and teams. +… more
- Capital One (New York, NY)
- Manager , Network Security, Tech & Data Risk Management _Capital One is one of the fastest growing organizations in the world today, powered by our passion for ... to deliver high-impact results._ Role-specific text This position - Manager , Network Security - is a unique opportunity for...audit or risk -focused certification: CRISC (Certified in Risk and Information Systems Control ), CISA (Certified… more
- Grant Thornton (New York, NY)
- As a Process Risk & Claims Audit Manager , you will... in both proactive and responsive contexts for the Risk Advisory Practice - all with the resources, ... From day one, you'll be empowered by the greater Risk team to help clients make the moves that...development and execution of Sarbanes-Oxley (SOX) compliance and internal control over financial reporting programs for clients + Manage… more
- Mizuho Corporate Bank (New York, NY)
- …Governance, Risk and Controls (GRCC) including:- SOX controls - Technology Control Framework- RCSAs- MGSIL (Mizuho-specific home-office reporting)- ITRM- ... activities. You will be the Lead for the Embedded Control Manager (ECM) team within Front Office...Futures, Operations, Development, and FO Services. Responsibilities include overseeing risk management, IT controls , compliance, and audit… more
- Bloomberg (New York, NY)
- Vendor Risk Manager (6 Month Contract) - Chief Risk Office Location New York Business Area Legal, Compliance, and Risk Ref # 10046416 **Description & ... **What's The Role?** We are looking for a Vendor Risk Manager with a strong background in...of vendors and vendor products / services, and drive control assessment and risk remediation activities across… more
- City National Bank (New York, NY)
- …MANAGER * WHAT IS THE OPPORTUNITY? The Enterprise Fraud & Payments Risk Manager is responsible for the oversight and advisory activities at an enterprise ... payments risk . The Enterprise Fraud & Payments Risk Manager provides independent review and challenge... risk appetite, and the ability of the risk management and control infrastructure to support… more