- Ankura (Lexington, NY)
- …Sciences clients and external counsel through compliance, disputes, investigations and advisory services. The position has tremendous growth potential with one of ... . Be a key contributor to project delivery teams . Serve as project manager for client services, including large and complex engagements . Support expert witness… more
- Neuberger Berman (New York, NY)
- …and manage business-wide governance routines, ensuring ongoing oversight and escalation of control matters + Partner with Compliance, Risk , Legal, Operations, ... **Head of Business Control & Governance - Private Wealth** **Location:** New...experience in financial services, with significant experience in business controls , risk management, audit, or compliance within… more
- TD Bank (New York, NY)
- …Program Effectiveness Assessment. The ideal candidate possesses a deep understanding of Risk Control Self-Assessments, a high degree of organizational ability ... financial service or FinTech environment + Deep understanding of Risk Control Self-Assessment, Control Testing...etc.) (a plus) + Prior consulting experience in Compliance Advisory , Risk Management, or Audit (a plus)… more
- JPMorgan Chase (New York, NY)
- … risk management processes and frameworks, actively interacting with oversight, risk management and controls functions to address potential modifications. + ... execution of large-scale initiatives. + Extensive knowledge of governance and risk management frameworks, including evaluating control environments and… more
- American Express (New York, NY)
- …to break-down complex problems into components, and solve using data analysis, process, risk control knowledge, and experience to drive risk -based ... mission is to protect and enhance organizational value by providing independent, objective, risk -based assurance, advisory services and to influence the way the… more
- Bank of America (New York, NY)
- …and results, and connects to team strategy, priorities and contributions. + Risk Manager : Ensures proper risk discipline, controls and culture are in ... Merrill Market Client Relationship Manager New York, New York **To proceed with...life they envision through a personal relationship with their advisory team committed to their needs. We believe trust… more
- Bassett Healthcare (Cooperstown, NY)
- …enjoy the best quality of life possible. What you'll do The Trauma Program Manager (TPM) is responsible for the organization of services and systems necessary for a ... the National Trauma Data Bank (NTDB). The Trauma Program Manager reports to the TMD and is responsible to...staff. + Reports and acts to correct compliance and risk related issues. + Develops policy within the program,… more
- TD Bank (New York, NY)
- …regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment ... Business:** Compliance **Job Description:** The Senior Compliance Business Oversight Manager provides advice, support and objective guidance to assigned portfolio,… more
- Capital One (New York, NY)
- …the 1st line functions doing partner due diligence and partner reviews. The Senior Manager AML Compliance Advisor performs a key risk management role (second ... AML Compliance Advisor Senior Manager Capital One is seeking a Senior ...Your Partner" ("KYP") Program focused on Network Participant AML risk . This newly created role is an exciting opportunity… more
- TD Bank (New York, NY)
- …across TD Securities, including Markets sales and trading leaders, Technology, Advisory Compliance, and Risk functions. The incumbent provides strategic ... expertise on regulatory requirements and assisting business units to manage their regulatory risk . The Surveillance Quality Assurance Manager will work with the… more
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