- American Express (New York, NY)
- …and customer remediation where required. + Oversee and ensure maintenance of a robust control environment to monitor third-party and conduct risk . + Develop and ... will help us define the future of American Express. ** Manager , US Consumer Compliance** This position will play a...rewards, and benefits, with specific focus on assessing various risk areas such as Consumer Protections & Fairness and… more
- TD Bank (New York, NY)
- …regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment ... **Line of Business:** Finance **Job Description:** The Senior Treasury Liquidity Manager develops and executes complex liquidity strategies and/or structures for… more
- TD Bank (New York, NY)
- …and complies with Bank and Industry Codes of Conduct + Maintains a culture of risk management and control , supported by effective processes in alignment with ... of Business:** Product Management **Job Description:** The Lockbox Senior Product Manager is responsible for overseeing the management of the company's Wholesale… more
- TD Bank (New York, NY)
- …across TD Securities, including Markets sales and trading leaders, Technology, Advisory Compliance, and Risk functions. The incumbent provides strategic ... expertise on regulatory requirements and assisting business units to manage their regulatory risk . The Surveillance Quality Assurance Manager will work with the… more
- Grant Thornton (New York, NY)
- As a Cyber Strategy & Management Manager , you will get the opportunity to grow and contribute to our clients' business needs by applying a collection of information ... cybersecurity capabilities, including security and privacy, strategy, governance, IT risk , security testing, technology implementation/operations, cybercrime and breach response… more
- Deloitte (Jericho, NY)
- …and staff in local offices + Demonstrate advanced understanding of business processes, internal control risk management, IT controls and related standards + ... Cyber Digital Identity and Access Management Saviynt Manager Our Deloitte Cyber team understands the unique challenges and opportunities businesses face in… more
- Scotiabank (New York, NY)
- Compliance Testing Senior Manager , Swap Dealer and Derivatives Compliance **Requisition ID:** 220508 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the ... provides a full range of investment banking, credit and risk management products and services relevant to the financing...to ensure testing is adequately designed to identify potential control gaps and non-compliance with laws and regulations. +… more
- Aflac (New York, NY)
- VP, Investment Compliance Manager The Company: Aflac Asset Mgt. LLC The Location: New York City, NY, US, 10005 The Division: Global Investment Job Id: 8034 About Our ... issues as appropriate to senior leadership. + Partner effectively with investment advisory staff along with internal departments such as Operations, Risk ,… more
- TD Bank (New York, NY)
- …Oversees a function of enterprise Compliance Program professionals providing oversight and control related advisory services to Compliance partners + Provides ... US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in… more
- TD Bank (New York, NY)
- …evolving regulatory requirements and assesses potential impacts + Maintains a culture of risk based management and control , supported by effective processes in ... of various stakeholders across the Enterprise. **Job Description:** The Lead Group Manager , Finance oversees a team of Business Finance professional roles that… more