- Intuit (Mountain View, CA)
- …pertains to a wide range of regulatory domains such as Anti-Money Laundering ( AML ), Consumer Protection, and Sanctions, among others. Our mission is to minimize the ... practices, with specific experience in one or more of the following areas: AML , Consumer Protection, Sanctions screening. + Exposure to other money movement product… more
- Navy Federal Credit Union (San Diego, CA)
- …success of Navy Federal's oversight of the Overseas Military Banking Program's (OMBP) BSA/ AML and OFAC framework. As part of a small, focused team, this individual ... play a key role in evaluating operational performance, ensuring adherence to BSA/ AML and OFAC standards and driving process improvements. This individual's efforts… more
- SMBC (Sacramento, CA)
- …314(b) responsibilities. + Communicates findings, status, open issues, and other AML -related items to management regularly. + Communicate effectively with peers, ... emphasis on BSA Compliance and due diligence in accordance with KYC, CIP, AML /BSA guidelines required + Understanding of regulatory environment at state and national… more
- Coinbase (Sacramento, CA)
- …current with industry standards and developments in the areas of KYC, BSA/ AML , and OFAC, and apply regulatory requirements and internal policies and procedures ... collaborating with internal external outsource business partners * Professional certification in AML or Fraud (eg CAMS, CFCS, CFE) * Advanced degree in business,… more
- Banc of California (San Diego, CA)
- …efforts. + Maintains strong knowledge of risk and compliance - including BSA/ AML , information security/fraud, and identity theft. TRM should be resources to clients ... Secrecy Act (BSA) in conjunction with the USA PATRIOT Act, Anti-Money Laundering ( AML ) and Customer Information Program (CIP), Right to Financial Privacy Act (RFPA,… more
- Banc of California (Santa Ana, CA)
- …+ Oracle based applications and modules. + IT management and experience in BSA/ AML /GRC + Strong understanding of BSA/ AML /GRC principles and systems. + Knowledge ... of SDLC and COBIT. + Knowledge of Change Management and SOX methodology. + Experience with MS SQL, MS Office, MS Visio, MS Project, SharePoint and related industry standard software tools. + Understanding of data privacy legislation and standards such as GLBA,… more
- Citigroup (San Francisco, CA)
- …adhere to all Regulatory and Compliance operating procedures + Ensure strict adherence to KYC/ AML and other compliance norms + Partner with all roles on branch team ... to ensure all clients have a positive in-branch experience + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance… more
- City National Bank (Beverly Hills, CA)
- …and accurately to inquiries from the Bank's Financial Intelligence Unit (KYC/ AML ) and/or other Support Unit's regarding client transactions and account activity. ... * Comply with all Bank policies and procedures and ensure adherence to the Bank's regulatory requirements. * Client Services * Act as primary liaison between the client and all areas of the bank. Perform follow up with all client requests to ensure completion… more
- EverBank (Sacramento, CA)
- …Preferred **Minimum Qualifications** + 2 years of experience supporting BSA/ AML investigations + Experience with Suspicious Activity Reports **Preferred ... Qualifications** + Prior experience in the Banking industry + Strong written and verbal communication skills **Work Experience** + 2+ Years Required; 3+ Years Preferred **Physical Requirements** + Physical Requirements: Sedentary Work **Career Level** 6IC This… more
- Banc of California (Santa Ana, CA)
- …Secrecy Act (BSA) in conjunction with the USA PATRIOT Act, Anti-Money Laundering ( AML ) and Customer Information Program (CIP), Right to Financial Privacy Act (RFPA, ... state and federal) and Community Reinvestment Act (CRA). + Ability to work in a collaborative, team-oriented environment. + Must demonstrate a passion for client service. + Intermediate knowledge of adherence to ECCHO and NACHA Rules. + Effective… more