- City National Bank (Los Angeles, CA)
- …with other audit groups to effectively plan, integrate and execute audits.Understands fraud, BSA/ AML and general IT risks in order to identify and assess key control ... activities in business processes. Leads and executes continuous monitoring activities periodically for the area assigned. Gathers and evaluates information received from business units and other external/regulatory sources.Ability to multi-task and work in a… more
- City National Bank (Los Angeles, CA)
- …adhere to regulatory requirements applicable to the area being audited. - Understands fraud, BSA/ AML and general IT risks in order to identify and assess key control ... activities in business processes. - Assesses information security and privacy policies and procedures to identify weaknesses within the business process or activity being audited. - Leads and executes continuous monitoring activities periodically for the area… more
- City National Bank (Los Angeles, CA)
- …operations, risk management or related function * Minimum 2 years of BSA/ AML experience * Minimum 2 years experience using Microsoft Office *Additional ... Qualifications* * Analytical skills, solid understanding of deposit and loan transactions, use of good judgment, attention to detail, internet savvy, good knowledge of Bank Secrecy Act and USA PATRIOT acts. Great communication and writing skills. *WHAT'S IN IT… more
- City National Bank (Los Angeles, CA)
- …and PowerPoint *Additional Qualifications* * Familiarity with regulatory requirements (eg AML /KYC in Trade, UPC600, Dodd-Frank, Reg W) * Prior experience covering ... Capital Markets products * Strong interpersonal and influencing skills - and ability to interact with colleagues at all levels in a peer-like way, and achieve goals without direct control over resources * Strong emerging end-to-end generalist problem solving… more
- City National Bank (Los Angeles, CA)
- …procedures and controls are being followed and maintained * Perform BSA/ AML /OFAC reviews of client transactions as applicable to the departmental assignment. ... * Strong interpersonal, communication and relationship building skills. * Identify opportunities to improve processes and drive customer satisfaction, share findings and recommendations with management. *Must-Have** * Bachelor's Degree or equivalent * At least… more
- DataVisor (Mountain View, CA)
- …and enrichment of any data, DataVisor's fraud and anti-money laundering ( AML ) solutions scale infinitely and enable organizations to act on fast-evolving ... fraud and money laundering activities in real time. Its patented unsupervised machine learning technology, advanced device intelligence, powerful decision engine, and investigation tools work together to provide a significant performance lift from day one.… more
- Banc of California (Santa Ana, CA)
- …Bank Secrecy Act (BSA) in conjunction with the USA PATRIOT Act, Anti-Money Laundering ( AML ) and Right to Financial Privacy Act (RFPA, state and federal). **HOW WE'LL ... SUPPORT YOU** + **Financial Security:** You will be eligible to participate in the company's 401k plan which includes a company match and immediate vesting. + **Health & Well-Being:** We offer comprehensive insurance options including medical, dental, vision,… more
- Banc of California (Santa Ana, CA)
- …Secrecy Act (BSA) in conjunction with the USA PATRIOT Act, Anti-Money Laundering ( AML ) and Customer Information Program (CIP), Right to Financial Privacy Act (RFPA, ... state and federal) and Community Reinvestment Act (CRA) **EDUCATION, EXPERIENCE AND/OR LICENSES:** + Bachelor's degree from an accredited college or university in accounting, finance, business administration, economics, or related field + 7 or more years of… more
- Banc of California (Santa Ana, CA)
- …Secrecy Act (BSA) in conjunction with the USA PATRIOT Act, Anti-Money Laundering ( AML ) and Customer Information Program (CIP), Right to Financial Privacy Act (RFPA, ... state and federal) and Community Reinvestment Act (CRA) + Strong understanding of financial markets, investment instruments, and regulatory frameworks + Exceptional analytical and strategic thinking skills + Excellent communication and interpersonal skills for… more
- RELX INC (Sacramento, CA)
- …a strong grasp of identity workflows, API integrations, compliance requirements (eg, KYC, AML , GDPR), and thrives at the intersection of product and customer needs. ... Preferred candidate is in PST or can regularly support those hours. Responsibilities Presales & Solutioning + Partner with Account Executives to identify client needs and recommend IDV workflows (eg, document-first vs. data -first journeys) + Deliver… more