- Raymond James Financial, Inc. (St. Petersburg, FL)
- …functional area representatives including legal, compliance, supervision, operations, and AML . **Essential Duties and Responsibilities:** + Working with RJ Legal, ... origination, investment research, and operational due diligence teams to negotiate distribution and referral agreements. + Builds collaborative partnerships with other teams involved in sourcing and offering non-traditional investment offerings + Supports a… more
- MUFG (Tampa, FL)
- …procedures. Ensure implementation of all compliance regulations including OFAC/BSA/ AML /JFEL//Anti-boycott regulations in the Section's operations. Ensure the Staff ... receives proper training. in all regulatory and bank compliance issues. Enforce applicable internal policies and procedures including HO as related to Trade Finance products and operations **Special projects:** Handle Special investigations, reports and… more
- Bank of America (Miami, FL)
- …US banking regulations in the compliance space including but not limited to AML , OFAC, and KYC + Excellent communications and presentation skills + Strong analytical ... and problem solving skills + Ability to both work independently and within teams **Additional Qualifications:** + Familiar with Salesforce & Tableau + Knowledge of traditional trade products (letters of credit/standby letters of credit) + Proficient in… more
- MUFG (Tampa, FL)
- …forecast + Experience leading compliance technology projects related to Sanctions, AML /KYC and Fraud + Thorough understanding of project management fundamentals and ... the SDLC + Proven ability to develop business requirements and manage a project plan + Must be hands-on with technical project management end to end + Provide support to senior project managers on larger projects and programs, ensuring project goals are met +… more
- Citigroup (Tampa, FL)
- …Credit Risk, Operational Risk, Model Risk, Financial Crimes; including KYC, AML , AB&C, Sanctions and Consumer Regulations. + Strong understanding of ... Industry/Regulatory Standards for an IA function (IIA Standards, FRB 13-1, FDIC, OCC HS, etc.). + Strong knowledge (interpretation and execution) of Citi's Internal Audit Methodology, preferred. + Effective negotiation and interpersonal skills for interfacing… more
- Santander US (Miami, FL)
- …* Ensure compliance with regulatory standards related to payment processing, including BSA/ AML and OFAC Standards. * Prepare reports for the management related to ... payment processing and Investigations. * Provide support to internal users (eg: Finance, Business, BO, Client Service..) regarding payment systems and processing. * Ability to multitask- for a variety of projects and initiatives. * Assist and collaborate with… more
- Citigroup (Tampa, FL)
- …processes in areas such as market risk, credit risk, loss forecasting, AML , Basel, CCAR, or CECL. + Related certifications (CPA, ACA, CFA, CIA, ... CISA or similar) preferred + Demonstrated successful experience in business, functional and people management + Proven ability to execute concurrently on a portfolio of high quality deliverables according to strict timetables + Demonstrated ability to… more
- MUFG (Tampa, FL)
- …objectives. **Perform compliance checks/screening** for OFAC, EAR, Anti-boycott, BSA AML and JFEL (Japanese Foreign Exchange Laws)/FEFTA /Red flags/vessels/shipping ... lines/ports/country violations relating to trade finance documents/claims/transactions. **Transaction Processing in Trade 360 System** : Prepare Swift messages to issuing or negotiation bank; (a) requesting a waiver for discrepancies, or (b) notifying status… more
- MUFG (Tampa, FL)
- …well. **Perform compliance checks/screening** for OFAC, EAR, Anti-boycott, BSA AML and JFEL (Japanese Foreign Exchange Laws) /Red flags/vessels/shipping ... lines/ports/country violations relating to trade finance documents/claims/transactions. **Transaction Processing in Trade 360 System** : Prepare Swift messages to issuing or negotiation bank; (a) requesting a waiver for discrepancies, or (b) notifying status… more