- Coinbase (Tallahassee, FL)
- …current with industry standards and developments in the areas of KYC, BSA/ AML , and OFAC, and apply regulatory requirements and internal policies and procedures ... collaborating with internal external outsource business partners * Professional certification in AML or Fraud (eg CAMS, CFCS, CFE) * Advanced degree in business,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …models, including market risk, credit risk, asset management, capital markets and BSA/ AML models. The role involves assisting with model documentation reviews, data ... in the area of market risk, credit risk, asset management, capital markets and BSA/ AML models . + Model Risk Management regulatory guidance such as SR 11-7 and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …lead for the firm's global sanctions compliance program. Reporting to the Chief AML Officer, you'll be responsible for ensuring adherence to OFAC and international ... translate evolving requirements into internal controls and procedures + Collaborate with AML , Legal, Risk, and Business teams to embed sanctions awareness into… more
- Citigroup (Jacksonville, FL)
- …phone calls and adhering to Know-Your-Customer (KYC) and Anti-Money Laundering ( AML ) procedures for Citi's Investment and/or Banking clients. Position is responsible ... complaints are handled in accordance with FINRA and firm policy. + Ensures that KYC/ AML and other compliance norms are strictly adhered to. + Builds a rapport with… more
- USAA (Tampa, FL)
- …regulations, and applicable guidance to area supported for example: OCC Heightened Standards, BSA/ AML , REG E, UDAAP/UDAP, TILA/REG Z, SCRA, FCRA, MLA. **What sets ... you apart:** + Subject matter expertise in bank consumer protection regulatory compliance, with proficiency in one or more bank product lines and generalist knowledge across all product lines. + Experience researching, analyzing, and testing regulatory… more
- Citigroup (Miami, FL)
- …to Senior Management and partners including, but not limited to, Compliance, Legal, AML , Regional Business Risk, Regional COO and Sales Management + Assist with ... ad-hoc projects and/or workflow testing as assigned by Manager + Assist with coaching and training Registered Representatives when applicable + Assist with conducting of periodic control meetings + Assist with audits/examinations when applicable… more
- USAA (Tampa, FL)
- …regulations, and applicable guidance to area supported for example: OCC Heightened Standards, BSA/ AML , REG E, UDAAP/UDAP, TILA/REG Z, SCRA, FCRA, MLA. **What sets ... you apart:** + Subject matter expertise in bank consumer protection regulatory compliance, with deep proficiency in one or more bank product lines and broad generalist knowledge across all product lines. + Demonstrated experience researching, analyzing, and… more
- Fiserv (Jacksonville, FL)
- …and enhance team productivity. + Integrate various banking regulations such as, AML , KYC, Basel III into system requirements. **Experience you'll need to have:** ... + 5+ years of experience in business systems analysis in financial services or payments industry. + 4+ years of experience with SQL databases. + 4+ years of experience in project management using Agile methodologies. + 4+ years of experience with requirements… more
- MUFG (Tampa, FL)
- …regulated environment + Knowledge of critical domestic and international banking regulations (BSA/ AML , Dodd Frank, USA Patriot Act and OFAC, UCC, etc) and experience ... with enforcement agencies oversight activities (regulatory examinations, matters requiring attention (MRAs), consent orders, etc.) within a global systemically important financial institution's information technology and information security environments +… more
- TD Bank (Doral, FL)
- …and Enhanced Due Diligence Requirements as outlined in the Business Unit AML procedures + Uncovers client's asset and transitions higher threshold clients to ... appropriate HNW Wealth partners as needed + Responsible for fostering and contributing to a positive and constructive work environment with a focus on supporting the overall Wealth team + Provides coaching, Wealth referral training & on-going feedback to… more