- Citigroup (Boca Raton, FL)
- …and adhere to all Regulatory and Compliance operating procedures. + Ensure that KYC/ AML and other compliance norms are strictly adhered. + Partner with all roles ... on branch team to ensure all clients have a positive in-branch experience. + Appropriately assess risk when business decisions are made, demonstrating consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving… more
- Bank of America (Jacksonville, FL)
- …and strong programming skills in Python, SAS or SQL + Strong understanding of BSA/ AML regulatory requirements and how to solve for them with technology **Skills:** + ... Change Management + Decision Making + External Resource Management + Regulatory Compliance + Strategy Planning and Development + Issue Management + Policies, Procedures, and Guidelines Management + Risk Management + Talent Development + Written Communications… more
- Citigroup (Tampa, FL)
- …to design effective and impactful visual content to promote change. + AML /KYC experience preferred. + Client-facing experience preferred. + Strategic thinker with ... product mindset able to see and document the path from problem to solution and challenge the status quo. + Has strong experience in facilitating collaboration and workshops within and across teams, particularly business, technology, and operations. + Able to… more
- JPMorgan Chase (Tampa, FL)
- …issues in complex business products. + Ability to identify Red Flags/OFAC regulatory/ AML & Boycott Language in transactions. + Strong interpersonal skills with ... influence and negotiation abilities, proficiency in Microsoft Word and Excel required. + Ability to prepare, format, and proof data content for internal and external reports related to assigned transactions. JPMorganChase, one of the oldest financial… more
- Scotiabank (Tampa, FL)
- …controls to meet obligations with respect to operational, compliance, AML /ATF/sanctions and conduct risk. Supports building of a high-performance environment ... and a people strategy that attracts, retains, develops and motivates the team by fostering an inclusive work environment and using a coaching mindset and behaviors; communicating vison/values/business strategy; and, participating in the succession and… more
- MUFG (Tampa, FL)
- …procedures. Ensure implementation of all compliance regulations including OFAC/BSA/ AML /JFEL//Anti-boycott regulations in the Section's operations. Ensure the Staff ... receives proper training. in all regulatory and bank compliance issues. Enforce applicable internal policies and procedures including HO as related to Trade Finance products and operations **Special projects:** Handle Special investigations, reports and… more
- BMO Financial Group (Jacksonville, FL)
- …funds transfer disputes while ensuring full compliance with Regulation E, AML and other relevant banking & association requirements. The successful candidate ... will oversee the day-to-day operational processes for our disputes team. Demonstrated leadership experience and in-depth knowledge of debit card dispute processing (pre/post chargeback), Regulation E, NACHA, Zelle, ATM, and Mastercard core rules required. +… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …allocation and modern portfolio theory. * Addresses sensitive client issues surrounding AML or other Supervisory alerts generated by the firm. * Understanding ... complex business models and constantly evolving practices. * Assists clients, branches, advisors, and back-office operations with general questions on all aspects of our business and intertwined departments. * Assists in sales practices, oversight of the… more
- SitusAMC (Tallahassee, FL)
- …with adherence to internal and external compliance requirements related to AML , funds transfer policies, client confidentiality and data security. \#LI-AS1 ... #LI-Remote Note: This job description is not intended to be all inclusive or exclusive. At any time, employees may perform other related duties as required to meet the ongoing needs of the organization and participate in additional trainings. SitusAMC does not… more
- TD Bank (Aventura, FL)
- …and Enhanced Due Diligence Requirements as outlined in the Business Unit AML procedures + Uncovers client's asset and transitions higher threshold clients to ... appropriate HNW Wealth partners as needed + Responsible for fostering and contributing to a positive and constructive work environment with a focus on supporting the overall Wealth team + Provides coaching, Wealth referral training & on-going feedback to… more