- SitusAMC (Tallahassee, FL)
- …with adherence to internal and external compliance requirements related to AML , funds transfer policies, client confidentiality and data security. + Prioritizes ... and plans work activities; uses time efficiently; sets goals and objectives; develops realistic action plans; displays willingness to make decisions; exhibits sound and accurate judgment; supports and explains reasoning for decisions; includes appropriate… more
- Adecco US, Inc. (Coral Springs, FL)
- …work at the end of the day 9. Adhere to the credit union's BSA/ AML /OFAC compliance program 10. Conduct research for members and other branches. 11. Scan and ... file membership documents. 12. Up sell Credit Union products and services through daily member contact in order to achieve established goals. 13. Process returned statements with bad addresses. 14. Help with the risk assessment for the debit cards which… more
- Cherry Bekaert (Tallahassee, FL)
- …engagements will be conducted for key areas including, but not limited to: + BSA/ AML and OFAC + Consumer Banking Regulations + Funds Transfer & ACH + Correspondent ... Banking + Electronic Banking + Deposit Operations **What you bring to the role:** + Bachelor's degree in accounting, finance or related business field of study + Relevant professional certification complete/in-process (ie CIA, CFSA, CBA, CPA, CFE, CAMS) +… more
- Arena Investors LP (Jacksonville, FL)
- …platform; . Maintenance of restricted trading list and watchlist; . AML /KYC risk-assessment and due-diligence; . Service provider due-diligence; . Portfolio ... management review and monitoring (eg trade blotter, trade errors, best execution, allocation, principal/cross trades, etc.); . Regulatory filings oversight/co-ordination (eg Form ADV, Form PF, Form 13F, Form 13D/G, UK FCA filings, Singapore MAS filings,… more
- Coinbase (Tallahassee, FL)
- …*What we look for in you (ie. job requirements):* 10+ years of AML or Financial Crime Compliance knowledge experience, with a focus on delivering differentiated ... support strategies.Understanding with banking regulations, payment processes, compliance, consumer and/or institutional operationsProven experience as Compliance manager with In-depth knowledge of the industry's standards, regulations and best practicesAn… more
- Coinbase (Tallahassee, FL)
- …work experience in, topics like transaction monitoring, Enhanced Due Diligence, KYC, AML etc. ID: GPPM05US *Pay Transparency Notice:* Depending on your work ... location, the target annual salary for this position can range as detailed below. Full time offers from Coinbase also include target bonus + target equity + benefits (including medical, dental, vision and 401(k)). Pay Range: $180,370-$212,200 USD Please be… more
- Coinbase (Tallahassee, FL)
- …institutions (eg GLBA) and the global financial regulatory frameworks (eg AML /KYC compliance, PSD2). * CIPP or similar certification(s) * Experience working ... with new and emerging privacy frameworks, specifically with experience in Canada and LATAM. Req ID: P71481* * \#LI-Remote *Pay Transparency Notice:* Depending on your work location, the target annual salary for this position can range as detailed below. Full… more
- MUFG (Tampa, FL)
- …procedures. Ensure implementation of all compliance regulations including OFAC/BSA/ AML /JFEL//Anti-boycott regulations in the Section's operations. Ensure the Staff ... receives proper training in all regulatory and bank compliance issues. Enforce applicable internal and HO operational procedures. + Special projects: Handle Special investigations, reports and assignments to support department Management's goal.… more
- Citigroup (Jacksonville, FL)
- …and adhere to all Regulatory and Compliance operating procedures + Ensure that KYC/ AML and other compliance norms are strictly adhered to + Appropriately assess risk ... when business decisions are made, demonstrating consideration for the firm's reputation and safeguarding Citigroup, its clients, and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …across the organization. + Routinely interacts with senior leaders within Compliance, Risk, AML and across the firm. + May represent the Compliance department on ... cross-functional projects as they arise. + Prepares and delivers written and oral presentations to management and other stakeholders. + Performs other duties and responsibilities as assigned. **Knowledge, Skills, and Abilities** **Knowledge of:** + Effective… more