- Bank of America (New York, NY)
- …issues between Alternative Investments and fund managers/administrators including review of AML document. + Strong client relationship skills used to control and ... coordinate all aspects of a transaction, from onboarding to the ongoing client/advisor experience. **Qualifications:** + 2-5+ years of general financial services experience + 2 plus years' experience in alternative investments strongly preferred. + Bachelor's… more
- American Express (New York, NY)
- …and/or relevant professional qualification preferred (Law Degree, Compliance/ AML Diploma, CAMS Certification with a Legal/Compliance/Control/Auditing background) ... **Qualifications** Salary Range: $90,000.00 to $165,000.00 annually bonus benefits The above represents the expected salary range for this job requisition. Ultimately, in determining your pay, we'll consider your location, experience, and other job-related… more
- TD Bank (New York, NY)
- …+ Professional experience in a governance related field (eg Compliance, Risk Management, AML , Legal, Audit) _The above details are specific to the role which is ... outlined in the general description below. Please review the Desired Skills and Experience section below as you consider this opportunity._ _Our team currently operates under a hybrid work model, with employees expected to work in the office two days per week.… more
- Scotiabank (New York, NY)
- …business controls to meet obligations with respect to operational, compliance, AML /ATF/sanctions and conduct risk. + Champions a high-performance environment and ... contributes to an inclusive work environment. **What You'll Bring** + Client coverage experience + High potential to foster client relationships and deliver the Bank + Technical and fundamental understanding of corporate derivatives and applications + Ability… more
- Citigroup (New York, NY)
- …Market Risk , Credit Risk, Loss Forecasting , Wholesale, Retail, PPNR , Consumer Valuation, AML , Basel, CCAR , Scenario design and CECL . * Good understanding of ... model risk policy/procedure , SR 11/7, SR 15/18, OCC 11/12 * Audit experience is recommended Education: * Masters degree(MS/MBA) in Statistics/Economics / Mathematics / Finance preferred. This job description provides a high-level review of the types of work… more
- M&T Bank (Riverhead, NY)
- …solution. + Assist and stay current with the Consumer and Business Banking AML (Anti-Money Laundering), BSA (Bank Secrecy Act) and KYC (Know Your Customer) processes ... and related activities. Identify and escalate cases of suspected fraud. + Resolve and accurately log all customer complaints in the appropriate system. + Review, approve and help resolve Consumer and Business Banking customer overdrafts. + Accurately complete… more
- American Express (New York, NY)
- …Defense methodology + Execute multiple compliance and regulatory programs, such as AML /BSA SARs referrals, elder fraud abuse detection, scams detection, etc. + ... Oversee the card portfolio's fraud control inventory, through robust documentation and organization, controls testing, and developing new KRIs or control monitoring metrics (CDITs, MIS, etc.) + Partner with functional experts and participate in exams, audits,… more
- M&T Bank (Getzville, NY)
- …claim process. + Research the remediation cases as required for BSA/ AML ; update documentation in appropriate system. + Adhere to applicable compliance/operational ... risk controls in accordance with Company or regulatory standards and policies. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators as… more
- ManpowerGroup (New York, NY)
- …or a related field. + 2+ years of experience in sanctions compliance, AML , or financial crime risk management, preferably in a regulated financial services ... environment. + Strong working knowledge of OFAC regulations and US sanctions programs. + Familiarity with screening tools (eg, World-Check, Bridger Insight, Dow Jones, LexisNexis). + Excellent analytical, investigative, and research skills. + Ability to… more
- TD Bank (Flushing, NY)
- …and Enhanced Due Diligence Requirements as outlined in the Business Unit AML procedures + Uncovers client's asset and transitions higher threshold clients to ... appropriate HNW Wealth partners as needed + Responsible for fostering and contributing to a positive and constructive work environment with a focus on supporting the overall Wealth team + Provides coaching, Wealth referral training & on-going feedback to… more