- TD Bank (New York, NY)
- …contributes to the development and maintenance of TD's AML /ATF/Sanctions/ABAC programs, including frameworks, methodologies, policies, standards, procedures, ... awareness and specialized training, monitoring, management reporting and/or escalation of issues. This role conducts periodic and event driven reviews of customers, including targeted reviews to assess risks. Additionally, this role supports management in… more
- TD Bank (New York, NY)
- …applications, processes, and procedures + Knowledge of KYC, ATF and/or AML regulations, requirements, and procedures + Strong analytical, organizational, and ... planning skills + Track record of excellent leadership, management, and communication skills + Successfully attracts, recruits, retains and motivates an independent group of professionals within a growth and performance based culture + A team-oriented leader… more
- American Express (New York, NY)
- …with deep understanding of financial crimes and compliance risk, including AML , sanctions, fraud, and anti-bribery and corruption frameworks. Understanding of ... critical operational risk management lifecycle activities * Experience working with enterprise-wide systems, emerging technologies, and data analytics to enhance financial crime detection and prevention capabilities * Experience building and developing high… more
- TD Bank (New York, NY)
- …scope of work. + Strong Knowledge of IT Systems (Operating/Cloud) + AML /Financial Crimes experience is a plus **Physical Requirements:** Never: 0%; Occasional: ... 1-33%; Frequent: 34-66%; Continuous: 67-100% + Domestic Travel - Occasional + International Travel - Never + Performing sedentary work - Continuous + Performing multiple tasks - Continuous + Operating standard office equipment - Continuous + Responding quickly… more
- M&T Bank (Blasdell, NY)
- …wire transfer activities). Process customer/account maintenance accurately. Complete Consumer AML (Anti-Money Laundering)/BSA (Bank Secrecy Act)/ KYC (Know Your ... Customer related activities. Adhere to applicable compliance/operational risk controls in accordance with Company or regulatory standards and policies. Promote an environment that supports belonging and reflects the M&T Bank brand. Maintain M&T internal… more
- American Express (New York, NY)
- …to regulated financial institutions and / or consumer products and AML / Anti-Corruption/BSA. + Experience with audit, compliance, risk, regulatory management, law, ... marketing and product management, finance, technologies or control related functions. + Experience with data and quantitative analytics. **Qualifications** Salary Range: $24.05 to $63.00 hourly sign-on bonus The above represents the expected salary range for… more
- American Express (New York, NY)
- …partners under high pressure and tight timeframes + Regulatory (Sanctions, KYC, AML , or Anti-Corruption) experience + Problem solving ability with creativity and ... positivity + Agile learner who can absorb new information quickly in order to meaningfully and strategically drive outcomes for the team's regulatory change projects + Bachelor's Degree is required **Preferred Qualifications:** + Master's Degree considered… more
- Citigroup (New York, NY)
- …and adhere to all Regulatory and Compliance operating procedures. + Ensure that KYC/ AML and other compliance norms are strictly adhered. + Partner with all roles ... on branch team to ensure all clients have a positive in-branch experience. + Appropriately assess risk when business decisions are made, demonstrating consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving… more
- Citigroup (New York, NY)
- …including solving complex client inquiries + Ensure appropriate documentation related to KYC/ AML from the client and ensure all aspects of client records and ... documentation are completed and updated + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable… more
- Pioneer Bank (Albany, NY)
- …with Bank policies and procedures and applicable laws and regulations, including BSA, AML , and Reg E., and Reg CC. + Conducts customer transactions received through ... mail, online banking and ITMs (on-screen, video experience). Performs routine member transactions including deposits, withdrawals, loan payments, transfers, and check cashing, change of addresses, travel notifications, etc. + Process mobile deposit… more