- Scotiabank (New York, NY)
- …business controls to meet obligations with respect to operational, compliance, AML /ATF/sanctions and conduct risk. + Champions a high performance environment and ... contributes to an inclusive work environment. **Dimensions** + No direct reports + US, Canada, UK, Ireland, Latin America + Financial dimensions (eg, capital budget, annual project cost, operating budget, etc.) + Number of projects / Number of systems +… more
- BlackRock (New York, NY)
- …and coordinate execution of legal agreements; + Assist with KYC/Anti-Money- Laundering ( AML ) requests; + Perform other related tasks and support ad hoc projects ... as necessary. **Qualifications:** + 4-6 years of relevant experience within a similar function as a corporate secretary or legal assistant; preferably coming out of an investment manager, law firm, or similar financial services firm with experience in a… more
- City National Bank (New York, NY)
- …and accurately to inquiries from the Bank's Financial Intelligence Unit (KYC/ AML ) and/or other Support Unit's regarding client transactions and account activity. ... * Comply with all Bank policies and procedures and ensure adherence to the Bank's regulatory requirements. * Client Services * Act as primary liaison between the client and all areas of the bank. Perform follow up with all client requests to ensure completion… more
- JPMorgan Chase (New York, NY)
- …& Control framework is maintained with an ongoing focus on adherence to KYC, AML , Reputation Risk, and other standards + Guide and mentor the Analyst or Associate ... supporting the client portfolio to help them develop their banking knowledge, technical, product and client facing skills to become junior bankers over time Required qualifications, capabilities, and skills + Excellent written and oral communication skills;… more
- M&T Bank (Buffalo, NY)
- …SR 11-07 and oversight of models including CCAR, CECL, Scorecards, AUM, BSA/ AML , Marketing, and AI/ML. + Collaborate with stakeholders to ensure enterprise-wide ... model risk compliance. + Chair the Model Risk Oversight Committee (MROC), the Bank's quantitative model governance body. **Emerging Banking Solutions** + Lead the IRM AI Risk Oversight Program in coordination with first-line AI initiatives (AI HUB, AI Working… more
- Pioneer Bank (Albany, NY)
- …with Bank policies and procedures and applicable laws and regulations, including BSA, AML , and Reg E., and Reg CC. + Conducts customer transactions received through ... mail, online banking and ITMs (on-screen, video experience). Performs routine member transactions including deposits, withdrawals, loan payments, transfers, and check cashing, change of addresses, travel notifications, etc. + Process mobile deposit… more
- MUFG (New York, NY)
- …experienced in a fast paced flow business. + Solid knowledge of KYC/ AML and data governance policy and understanding of business activities, compliance/risk issues ... + Solid understanding of business activities, compliance / risk issues + Knowledge of business lines served, including correspondent banking and foreign financial institutions + Knowledge of and ability to identify, detect or report suspicious activities in… more
- CIBC (New York, NY)
- …the client experience. + Experience completing private placement subscription documents and KYC/ AML procedures preferred. + A genuine desire and capability to work ... in a professional and inclusive environment which requires teamwork, exceptional problem-solving skills, frequent re-prioritization , ongoing and comprehensive communication, constant attention to detail, and a commitment to continuous improvement and best… more
- Citigroup (New York, NY)
- …other Citi lines of business, Sales, functional partners (Compliance, Risk, Controls, AML , Sanctions) and clients to commercialize these products, grow revenue and ... help drive an optimal user experience. The SVP will drive product strategy and positioning, sales and client enablement, and product and P&L management, and is heavily involved in the product development process. The successful candidate will support the… more
- Citigroup (New York, NY)
- …relevant information to the Banker + Ensure appropriate documentation related to KYC/ AML from the client and ensure all aspects of client records and documentation ... are completed and updated + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and… more