- Wells Fargo (New York, NY)
- …of risk and compliance as related to large global clients, including minimally KYC and AML **Job Expectations:** + This ability to travel 25% of the time + This ... position offers a hybrid work schedule + This position is not eligible for Visa Sponsorship + Specific compliance policies may apply regarding outside activities and/or personal investing; affected employees will be expected to provide information to the Wells… more
- Citigroup (New York, NY)
- …to Senior Management and partners including, but not limited to, Compliance, Legal, AML , Regional Business Risk, Regional COO and Sales Management + Assist with ... ad-hoc projects and/or workflow testing as assigned by Manager + Assist with coaching and training Registered Representatives when applicable + Assist with conducting of periodic control meetings + Assist with audits/examinations when applicable… more
- M&T Bank (Buffalo, NY)
- …while contributing to organizational policy. Implement and Configure Enterprise AML /Fraud Detection solutions using ACTIMIZE Risk Case Manager and Analytics ... Intelligence Server to provide a robust Enterprise Solution. Assess the effectiveness of existing PL/SQL functions and incorporate Data Science technologies along with strategic solutions to efficiently query databases. Implement automation through CICD… more
- M&T Bank (Buffalo, NY)
- …with system functionality while contributing to organizational policy. Design Enterprise AML /Fraud Detection solutions and manage performance to provide a robust ... Enterprise Solution. Assess the effectiveness of existing PL/SQL functions and incorporate Data Science technologies along with strategic solutions to efficiently query databases. Manage data quality and integrity across multiple environments and build… more
- M&T Bank (Buffalo, NY)
- …optimizing IT solutions while ensuring security and efficiency. Design Enterprise AML /Fraud Detection solutions using ACTIMIZE Risk Case Manager and Analytics ... Intelligence Server by considering security protocols to provide a robust Enterprise Solution. Assess the effectiveness of existing PL/SQL functions and incorporate Data Science technologies along with strategic solutions to efficiently query databases.… more
- Citigroup (Huntington, NY)
- …and adhere to all Regulatory and Compliance operating procedures + Ensure that KYC/ AML and other compliance norms are strictly adhered to + Partner with all ... roles on branch team to ensure all clients have a positive in-branch experience + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets,… more
- SitusAMC (Albany, NY)
- …with adherence to internal and external compliance requirements related to AML , funds transfer policies, client confidentiality and data security. \#LI-AS1 ... #LI-Remote Note: This job description is not intended to be all inclusive or exclusive. At any time, employees may perform other related duties as required to meet the ongoing needs of the organization and participate in additional trainings. SitusAMC does not… more
- Scotiabank (New York, NY)
- …business controls to meet obligations with respect to operational, compliance, AML /ATF/sanctions and conduct risk. + Champion a high-performance environment and ... contributes to an inclusive work environment. **What You'll Bring** + University degree, preferably in Computer Engineering, Computer Science or related field + Cybersecurity, Cloud technology, or risk management certification (eg AWS, Azure, GCP; CSPM, CISSP,… more
- SMBC (New York, NY)
- …ensuring that all tasks and data required are complete and in line with AML /BSA policy. + Support the end-to-end KYC process; collate and review client ... documentation, ensure that information provided is in good order and perform KYC due diligence screening on assigned clients. + Perform research, analysis and risk assessment of new and existing account information based on established processes and policies.… more
- SitusAMC (Albany, NY)
- …with adherence to internal and external compliance requirements related to AML , funds transfer policies, client confidentiality and data security. + Prioritizes ... and plans work activities; uses time efficiently; sets goals and objectives; develops realistic action plans; displays willingness to make decisions; exhibits sound and accurate judgment; supports and explains reasoning for decisions; includes appropriate… more