- American Express (New York, NY)
- …SQL and Python preferred + Familiarity with compliance functions such as AML , Financial Crimes, Sanctions Screening, KYC, Privacy, etc. + Strong stakeholder ... management and communication skills with the ability to work across functions + Proactive and persistentindividualcomfortable with adapting to dynamic teams formed for each process mapping **Qualifications** Salary Range: $55,000.00 to $105,000.00 annually… more
- Citizens (New York, NY)
- …regulations (FRB, OCC) and compliance requirements, specifically Anti-Money Laundering ( AML ). Special industry vertical knowledge which may have specific regulatory ... requirements in an embedded banking relationship (ie, gaming, fintech, etc.) and licensing or registration requirements. Knowledgeable of Payment Channel Operating rules (NACHA, RTP Operating Rules, Payment Card Network (Mastercard, Visa) rules. + Relationship… more
- Scotiabank (New York, NY)
- …business controls to meet obligations with respect to operational, compliance, AML /ATF/sanctions and conduct risk. + Champion a high performance environment and ... contributes to an inclusive work environment. **What You'll Bring** + 7-10 years of experience in enterprise risk function preferably within the financial services industry (policy writing experience is preferred) + Strong interpersonal and presentation skills… more
- TD Bank (Brooklyn, NY)
- …and Enhanced Due Diligence Requirements as outlined in the Business Unit AML procedures + Uncovers client's asset and transitions higher threshold clients to ... appropriate HNW Wealth partners as needed + Responsible for fostering and contributing to a positive and constructive work environment with a focus on supporting the overall Wealth team + Provides coaching, Wealth referral training & on-going feedback to… more
- Fiserv (New York, NY)
- …financial services, payment services, or regulatory environments. + Experience in AML and regulatory compliance experience. + Experience with financial crimes ... compliance systems. + Bachelor's degree and/or equivalent military experience. **What would be great to have:** + JD or other graduate degree. + 8+ years of experience engaging with regulators and high-profile clients. + Familiarity with compliance technology… more
- Amazon (New York, NY)
- …meaningful impact to their business. About the team The Application Modernization Lab ( AML ) is a strategic Amazon Web Services (AWS) Center of Excellence helping top ... customers solve their toughest technical challenges when moving legacy Windows applications to cloud native architectures. ABOUT AWS: Diverse Experiences Amazon values diverse experiences. Even if you do not meet all of the preferred qualifications and skills… more
- Scotiabank (New York, NY)
- …business controls to meet obligations with respect to operational, compliance, AML /ATF/sanctions and conduct risk. + Champions a high-performance environment and ... contributes to an inclusive work environment **What You'll Bring** + Knowledge of GCM businesses (required) + A strong work ethic + A demonstrated ability to independently run major programs using influence to drive virtual teams + A strong culture, risk, and… more
- TEG Federal Credit Union (Poughkeepsie, NY)
- …for audits, compliance-related projects, and law enforcement inquiries -Conduct BSA/ AML reviews, fraud risk assessments, and compliance training refreshers ... -Collaborate across departments to support internal compliance needs and special projects Assistant Vice President (AVP) of Compliance Qualifications -5-8 years of experience in banking, credit union, or financial services compliance -Bachelor's degree or… more
- Citigroup (New York, NY)
- …adhere to all Regulatory and Compliance operating procedures + Ensure strict adherence to KYC/ AML and other compliance norms + Partner with all roles on branch team ... to ensure all clients have a positive in-branch experience + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance… more
- Scotiabank (New York, NY)
- …controls to meet obligations with respect to operational, compliance, AML /ATF/sanctions and conduct risk. REQUIREMENTS: Master's degree or foreign equivalent ... in Finance, Business Administration, or related field and two (2) years of experience in the job offered or related occupation: performing risk management reporting duties that involve an in-depth knowledge of risk methodology with respect to a vast range of… more