- Zero Hash (NY)
- …and security standards related to digital assets and money movement (eg, KYC/ AML implications for transfers, data privacy, custody practices). + Expertise in ... designing and operating large-scale, distributed systems that handle sensitive financial data and high transaction volumes with sub-second latency and high reliability. + Experience in driving technical strategy and architectural decisions for complex,… more
- Scotiabank (New York, NY)
- …business controls to meet obligations with respect to operational, compliance, AML /ATF/sanctions and conduct risk. What You'll Bring: + Strong communication skills, ... both written and oral + Exceptional attention to detail, coupled with strong editing skills + Expert user of Microsoft Office applications, particularly: Word, PowerPoint, and Excel + High organizational and project management skills, being able to handle a… more
- TD Bank (New York, NY)
- …works with management / control function partners (eg Risk, Legal, Compliance, AML and Audit) to assess risks, develop and implement proactive strategies, tactics ... and programs to effectively manage regulatory and governance issues for the Trader environment. **Key Responsibilities:** + **Build and scale data pipelines** : Design, develop, and maintain robust ETL workflows that integrate CRM data, market share metrics… more
- ManpowerGroup (New York, NY)
- …compliance with all regulatory practices outlined by CPAD, including BSA/ AML /OFAC regulations. + Provide first-level review and decision-making on transactions ... and SWIFT messages referred for manual review. + Maintain ongoing contact with branches and prepare reports in response to inquiries from auditors and regulators. + Participate in system testing and implement upgrades to ensure the integrity of compliance… more
- TD Bank (Rego Park, NY)
- …and Enhanced Due Diligence Requirements as outlined in the Business Unit AML procedures + Uncovers client's asset and transitions higher threshold clients to ... appropriate HNW Wealth partners as needed + Responsible for fostering and contributing to a positive and constructive work environment with a focus on supporting the overall Wealth team + Provides coaching, Wealth referral training & on-going feedback to… more
- Heritage Financial Credit Union (Middletown, NY)
- …knowledge of enterprise risk management, regulatory compliance (NCUA, CFPB, FFIEC, BSA, AML ), and financial reporting. + Experience using PC based software including ... Microsoft Office and lending systems etc. SKILLS/ABILITIES: + Ability to balance risk mitigation with strategic growth initiatives. + Strong leadership presence with credibility across regulators, staff, and the Board. + Track record of driving operational… more
- Scotiabank (New York, NY)
- …business controls to meet obligations with respect to operational, compliance, AML /ATF/sanctions and conduct risk. Champion a high performance environment and ... contributes to an inclusive work environment. REQUIREMENTS: Bachelor's degree or foreign equivalent in Finance, Accounting, Economics, Mathematics, or a related field and five (5) years of progressively responsible experience in the job offered or related… more
- M&T Bank (Buffalo, NY)
- …of 7 years' relevant work experience. Prefer for candidates to have experience in BSA/ AML risk, liquidity risk, and cyber risk for this role. \#LI-LA1 M&T Bank is ... committed to fair, competitive, and market-informed pay for our employees. The pay range for this position is $107,500.00 - $179,100.00 Annual (USD). The successful candidate's particular combination of knowledge, skills, and experience will inform their… more
- ASM Global (New York, NY)
- …+ Regulatory, financial, and KYC support: Prepare and coordinate KYC/ AML documentation, officer attestations, secretary certificates, good-standing certificates, and ... certificates of insurance requests. + Subpoena and litigation support: Coordinate responses to third-party subpoenas and records requests; facilitate service of process; assist with legal hold notices, custodian outreach, and collection of business records;… more
- Pegasystems (New York, NY)
- …in FS domain areas including but not limited to KYC, CLM, AML , Fraud, Financial Crime Investigations, Disputes, Payments, etc **What You've Accomplished:** + ... Bachelor's degree or equivalent business experience + 10+ years of direct enterprise software sales experience + Strong working knowledge of FS/Banking industry + Stable and progressive history of quota achievement + Solid foundation in account management,… more