- Citigroup (New York, NY)
- …in close partnership with control functions such as Legal, Risk, Compliance and AML /KYC teams to ensure appropriate governance and control infrastructure and be able ... to lead with strong governance and control. The role is responsible to ensure the Client Executives are conducting frequent touch point calls and visits with their clients, in person and via phone/Zoom, providing the clients with an analysis of the… more
- Scotiabank (New York, NY)
- …business controls to meet obligations with respect to operational, compliance, AML /ATF/sanctions and conduct risk. What You'll Bring: + Strong communication skills, ... both written and oral + Exceptional attention to detail, coupled with strong editing skills + Expert user of Microsoft Office applications, particularly: Word, PowerPoint, and Excel + High organizational and project management skills, being able to handle a… more
- Scotiabank (New York, NY)
- …meet obligations with respect to operational risk, regulatory compliance risk, AML /ATF risk and conduct risk. REQUIREMENTS: Bachelor's degree or foreign equivalent ... in Business Administration, Finance, Real Estate or a related field and five (5) years of progressively responsible experience in the job offered or related occupation: executing transactions through lifecycle of the deal from inception, onboarding, to closing… more
- Ankura (New York, NY)
- …in one or more of the following: regulatory compliance & AML program enhancements, transaction monitoring, sanctions, fraud alert surges, investigations, compliance, ... operations, and controls + 15+ years' experience in anti-financial crimes, gained in global accounting firms, and/or specialized forensic accounting and investigatory services firms + Proven history of working on complex accounting investigations and/or expert… more
- Citigroup (Hewlett, NY)
- …and adhere to all Regulatory and Compliance operating procedures + Ensure that KYC/ AML and other compliance norms are strictly adhered to + Partner with all ... roles on branch team to ensure all clients have a positive in-branch experience + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets,… more
- ManpowerGroup (New York, NY)
- …compliance with all regulatory practices outlined by CPAD, including BSA/ AML /OFAC regulations. + Provide first-level review and decision-making on transactions ... and SWIFT messages referred for manual review. + Maintain ongoing contact with branches and prepare reports in response to inquiries from auditors and regulators. + Participate in system testing and implement upgrades to ensure the integrity of compliance… more
- Banco Popular Puerto Rico (New York, NY)
- …and regulations to ensure compliance related to area of responsibility ( AML /BSA/etc) + Familiarity with appraisals, environmental, site inspections, plan and cost ... review reports, global cash flow, and stress testing + Ability to work on multiple projects/tasks simultaneously, managing time and resources to ensure that work is completed accurately and efficiently within established time frame + Important Skills:Time… more
- Bank of America (New York, NY)
- …between Alternative Investments and fund managers/administrators including review of AML documents **Qualifications:** * 2-5+ years of general financial services ... experience * 2 plus years experience in alternative investments preferred * Strong communication skills, ability to collaborate across business groups * Ability to multi-task and simultaneously manage daily responsibilities and projects * Self-starter and… more
- Bank of America (New York, NY)
- …US banking regulations in the compliance space including but not limited to AML , OFAC, and KYC + Excellent communications and presentation skills + Strong analytical ... and problem solving skills + Ability to both work independently and within teams **Additional Qualifications:** + Familiar with Salesforce & Tableau + Knowledge of traditional trade products (letters of credit/standby letters of credit) + Proficient in… more
- City of New York (New York, NY)
- …related to financial crimes investigation and prosecution, banking, finance, or AML /sanctions compliance, or the regulatory supervision and enforcement of each. - ... Strong organizational, time-management, and communication (oral and written) skills. - Superior analytic skills. - Ability to think and perform in a collaborative environment required. - Proficiency in internet-based and open-source search techniques, and… more