- Scotiabank (New York, NY)
- …the PSP/payment intermediary industry through understanding of regulatory requirements, AML /Compliance best practices, payment trends and advances, and enhanced ... to meet obligations with respect to operational risk, regulatory compliance risk, AML /ATF risk and conduct risk, including but not limited to responsibilities under… more
- Robert Half Finance & Accounting (New York, NY)
- …policies/procedures, personal trading review/Personal Account Dealings, compliance testing and AML /KYC. Series 7 FINRA license is advantageous This role is ... with Personal Account Dealings record-keeping; + Assisting with Onboarding and AML /KYC; + Performing other ad-hock work/special projects as necessary. Requirements… more
- Cushman & Wakefield (New York, NY)
- …relevant compliance issues, including those related to anti-money laundering ( AML ), anti-bribery/anti-corruption (ABAC) and trade sanctions issues. + Continue ... **Skills/Experience** + 10+ years of experience with advising/counseling on AML , ABAC & trade sanctions laws and regulations. +...sanctions laws and regulations. + Extensive familiarity with global AML , ABAC and trade sanctions laws. + Ability to… more
- Scotiabank (New York, NY)
- …Operations partners, in conjunction with our key stakeholders (incl. Sales, Risk, AML , Compliance, Finance, Treasury, Deposit and Cash Management Products etc.) + ... to meet obligations with respect to operational risk, regulatory compliance risk, AML /ATF risk and conduct risk, including but not limited to responsibilities under… more
- Amalgamated Bank (New York, NY)
- …This position supports the institution's compliance with anti-money laundering ( AML ), counter-terrorist financing (CTF), and sanctions regulations through thorough ... patterns, and potential red flags. + Monitor and escalate suspicious activity ( AML /Fraud) in accordance with internal policies and regulatory requirements. + Conduct… more
- SolomonEdwards (Albany, NY)
- …risk management, and risk domains such as credit, market, liquidity, interest rate, AML , and financial crimes. . Ability to critically evaluate and challenge model ... with risk management processes across multiple risk stripes (credit, market, liquidity, AML , etc.) is an asset. **Travel Requirements:** No travel will be required,… more
- TD Bank (New York, NY)
- …Continuity Management, Outsourcing & Vendor Management, Regulatory Compliance (eg CDIC, AML , Privacy, IDA, CBA, SOX, Basel etc.) + Supports enterprise-wide ... fraud aggregation and assessment, Basel implementation/capital analysis, change management, Privacy, AML , LCM and other regulatory issues), in addition to core… more
- Mizuho Corporate Bank (New York, NY)
- …to determine appropriate configuration settings and thresholds values while consideration AML and OFAC Risk Assessments. + Execute a periodic Transaction Monitoring ... across the organization. + Execute the model risk framework and standards for the AML and Sanctions models in accordance with the Mizuho Model Risk Policy. + Perform… more
- SolomonEdwards (Albany, NY)
- …validation of complex models in credit, market, liquidity, interest rate risk, AML , and financial crimes. The ideal candidate will bring deep technical expertise, ... validation. . Strong understanding of risk modeling frameworks (credit, market, liquidity, AML , etc.). . Excellent written and verbal communication skills. . Ability… more
- Scotiabank (New York, NY)
- …to meet obligations with respect to operational risk, regulatory compliance risk, AML /ATF risk and conduct risk, including but not limited to responsibilities under ... the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML /ATF Global Handbook and the Guidelines for Business Conduct. +… more