- US Bank (New York, NY)
- …concurrently + Experience with regulatory guidance (OCC 2011-12, Basel, CCAR, CECL, AML /BSA) + Familiarity with vendor platforms such as: QRM, Polypaths, Yield Book, ... and experience with credit loss forecasting models (retail and wholesale portfolios), AML models, fair lending models, and cyber security models + Strong… more
- Capital One (New York, NY)
- …Financial Crimes Compliance Audit team, you will focus on engagements involving BSA/ AML , Sanctions, and Fraud Compliance related audit projects that provide input to ... components of business units and lead small to medium size BSA / AML , Sanctions, and Fraud Compliance audits. Perform risk assessments of business activities and… more
- Mizuho Corporate Bank (New York, NY)
- …and evaluate the efficiency of all documentation required to adhere to both AML and regulatory requirements + Liaise with internal groups such as Legal, Compliance, ... and Edgar sites, along with necessary documentation (ie: RIA, QIB, 2111, AML Wolfsberg Questionnaire, Accelerated Onboarding Sheets & 151 Prime Broker Agreements) +… more
- Coinbase (Albany, NY)
- …of compliance processes for Coinbase's US consumer business, which includes BSA/ AML , OFAC, and Consumer Compliance requirements. This team works cross-functionally ... array of compliance requirements for both state and federal licenses, including AML /CFT, sanctions, and consumer compliance. The individual that assumes this role… more
- Scotiabank (New York, NY)
- …to meet obligations with respect to operational risk, regulatory compliance risk, AML /ATF risk and conduct risk, including but not limited to responsibilities under ... the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML /ATF Global Handbook and the Guidelines for Business Conduct. **What… more
- Scotiabank (New York, NY)
- …to meet obligations with respect to operational risk, regulatory compliance risk, AML /ATF risk and conduct risk, including but not limited to responsibilities under ... the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML /ATF Global Handbook and the Guidelines for Business Conduct. **What… more
- Scotiabank (New York, NY)
- …of day-to-day business controls. Understand that operational risk, regulatory compliance risk, AML /ATF risk, and conduct risk requirements must all be met. This ... the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML /ATF Global Handbook, and the Guidelines for Business Conduct. +… more
- Capgemini (New York, NY)
- …validations and system coverage analysis **Engagement Opportunities** + Support AML and sanctions program assessments, KYC remediations, and independent testing ... + Contribute to the design and enhancement of compliance programs covering fraud, market abuse, and insider trading **Required Skills and Experience** + Strong data analytics, anomaly detection, and pattern analysis capabilities + Intermediate SQL and advanced… more
- TD Bank (Brooklyn, NY)
- …and Enhanced Due Diligence Requirements as outlined in the Business Unit AML procedures + Uncovers client's asset and transitions higher threshold clients to ... appropriate HNW Wealth partners as needed + Responsible for fostering and contributing to a positive and constructive work environment with a focus on supporting the overall Wealth team + Provides coaching, Wealth referral training & on-going feedback to… more
- Quantexa (New York, NY)
- …expertise across various realms of financial services (Risk, Anti-Financial Crime, Anti-fraud, AML , KYC, CRM) or in more general data management concepts (data ... quality, data warehousing, data fabric, etc.) Nice to have: + Experience working with scale-up companies; and + Experience to Quantexa's partner ecosystem (AWS, Azure, GCP, Databricks, Elasticsearch). Benefits Our perks and quirks. What makes you Q will help… more