- Scotiabank (New York, NY)
- …to meet obligations with respect to operational risk, regulatory compliance risk, AML /ATF risk and conduct risk, including but not limited to responsibilities under ... the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML /ATF Global Handbook and the Guidelines for Business Conduct. +… more
- Scotiabank (New York, NY)
- …to meet obligations with respect to operational risk, regulatory compliance risk, AML /ATF risk and conduct risk, including but not limited to responsibilities under ... the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML /ATF Global Handbook and the Guidelines for Business Conduct. Oversee… more
- SMBC (New York, NY)
- …papers. **Primary Responsibilities** + The position will be responsible for conducting AML , economic sanctions, and fraud related internal audits according to IIA ... Skills** + Minimum 5 years of audit experience in areas related to AML , sanctions and fraud risk management programs and regulations, banking regulations, local… more
- Guidehouse (New York, NY)
- …+ Manage executive level relationships and ensure there are the optimal range of AML solutions to meet client needs as well as to maximize revenue generation and ... regulatory/government agencies, and/or consulting firms + Deep understanding of AML regulations, investigations, and enforcement actions + Expertise in OFAC,… more
- Citigroup (New York, NY)
- …adherence to internal policies, procedures, and relevant regulatory requirements (eg, AML , KYC, sanctions screening). + Proactively identify and escalate operational ... trading. + **Compliance & Risk Management:** Knowledge of anti-money laundering ( AML ), Know Your Customer (KYC), sanctions, and other financial compliance… more
- Scotiabank (New York, NY)
- …to meet obligations with respect to operational risk, regulatory compliance risk, AML /ATF risk and conduct risk, including but not limited to responsibilities under ... the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML /ATF Global Handbook and the Guidelines for Business Conduct. +… more
- American Express (New York, NY)
- …financing, and provides broad analytical and operational support for the company's enterprise-wide AML function. GFCC is part of the broader Global Risk & Compliance ... similar sanctions screening software is required. + A good understanding of the AML and Sanctions risks posed by certain jurisdictions. + Outstanding written and… more
- American Express (New York, NY)
- …to prevent, detect, and respond to financial crimes-including anti-money laundering ( AML ), sanctions, fraud, and anti-bribery and corruption (ABC). The ideal ... control roles within the financial services industry. + In-depth knowledge of BSA/ AML , sanctions (OFAC), FCPA, and anti-fraud regulations and best practices. +… more
- Coinbase (Albany, NY)
- …current with industry standards and developments in the areas of KYC, BSA/ AML , and OFAC, and apply regulatory requirements and internal policies and procedures ... collaborating with internal external outsource business partners * Professional certification in AML or Fraud (eg CAMS, CFCS, CFE) * Advanced degree in business,… more
- KeyBank (Amherst, NY)
- …development and ad hoc analytics to address financial crime compliance needs in AML /BSA/OFAC + Research, compile and evaluate large sets of data to assess quality ... quantitative disciplines and at least 2+ years of relevant experience, preferred in AML /BSA, OFAC, or fraud modeling/analytics; 1+ year with Master's or Ph.D. +… more