- Coinbase (Charlotte, NC)
- …current with industry standards and developments in the areas of KYC, BSA/ AML , and OFAC, and apply regulatory requirements and internal policies and procedures ... collaborating with internal external outsource business partners * Professional certification in AML or Fraud (eg CAMS, CFCS, CFE) * Advanced degree in business,… more
- Wells Fargo (Charlotte, NC)
- …of business. The Financial Crimes Audit Team oversees, manages, and executes BSA/ AML /OFAC related audits across Wells Fargo lines of business, and evaluates the ... skills + Experience in Bank Secrecy Act and Anti-Money Laundering (BSA/ AML ), Sanctions regulations and/or financial crimes risk. + Experience with financial… more
- Guidehouse (Charlotte, NC)
- …+ Manage executive level relationships and ensure there are the optimal range of AML solutions to meet client needs as well as to maximize revenue generation and ... regulatory/government agencies, and/or consulting firms + Deep understanding of AML regulations, investigations, and enforcement actions + Expertise in OFAC,… more
- Wells Fargo (Charlotte, NC)
- …broker dealer roles and FINRA Rules + Relevant experience within a Compliance, AML /KYC or Operational risk team is preferred + Understanding of BSA/ AML /OFAC ... laws and regulations + Experience compiling metrics, customer profiles and maintaining SLA's preferred + Working knowledge of Broadridge, Calypso, GMI, COBAM, CID, and Loan IQ or similar 3rd party vendors a plus + Advanced Microsoft Office skills + Excellent… more
- American Express (Apex, NC)
- …to prevent, detect, and respond to financial crimes-including anti-money laundering ( AML ), sanctions, fraud, and anti-bribery and corruption (ABC). The ideal ... control roles within the financial services industry. + In-depth knowledge of BSA/ AML , sanctions (OFAC), FCPA, and anti-fraud regulations and best practices. +… more
- Regions Bank (Charlotte, NC)
- …manage risk. The role will also be the Consumer Bank-wide fraud and BSA/ AML subject matter expert, engaging with internal partners in the business, Financial Crimes ... dynamics of the threat landscape. ADDITIONAL PREFERRENCES + Experience in Fraud and/or BSA/ AML 1st or 2nd line risk management + Process Management + Retail Network… more
- First Horizon Bank (NC)
- …including compliance with the Bank's Bank Secrecy Act/Anti Money Laundering (BSA/ AML ) program. Follows all Company policies and procedures, and successfully ... through: + adhering to regulatory requirements + monitoring and reporting BSA/ AML risks + completing assigned compliance training courses **SAFETY, SECURITY and… more
- SMBC (Charlotte, NC)
- …compliance with Financial Crimes regulations, including Anti-Money Laundering ( AML ) and Sanctions. **Key Responsibilities** + **Strategic Leadership:** Develop ... Expertise:** In-depth hands-on knowledge of FCC technology solutions, including AML systems, sanctions screening tools, and case management solutions. Detail… more
- CGI Technologies and Solutions, Inc. (Charlotte, NC)
- …role will gain valuable experience in the financial compliance domain (KYC/ AML ) and have opportunities for growth through hands-on configuration, workflow design ... and Json used within the FenX framework. * Understanding of CLM, KYC, AML and regulatory compliance processes in banking. * Strong communication skills and… more
- Wells Fargo (Charlotte, NC)
- …work experience, training, military experience, education **Desired Qualifications:** + BSA/ AML knowledge and experience + MSB money service business experience ... + Working knowledge of KYC Know Your Customer, EDD Enhanced Due Diligence + Fraud claims experience + Superior time management skills and ability + Intermediate MS Office skills and experience including Word and Excel + Ability to prioritize work, meet… more