- Wells Fargo (Charlotte, NC)
- …Customer Due Diligence Tools program within Commercial Banking, in support of the BSA/ AML policy standards. The team member will also assist with UAT coordination, ... UAT testing, and support audit related activities. Learn more about the career areas and lines of business at wellsfargojobs.com (https://www.wellsfargojobs.com/career-areas/) . **In this role, you will:** + Coordinate end-to-end UAT validations in a complex… more
- Wells Fargo (Charlotte, NC)
- …and control management teams across independent risk management. + Monitor BSA & AML KPI, KRIs and provide reporting to senior management and the Company's Risk ... Committees. + As the dedicated CSBB line of business coverage team, provide financial crime compliance coverage of relevant client population, product expertise and risk management. + Understand the risk generated by CSBB activities, advise on adequate… more
- American Express (Apex, NC)
- …with deep understanding of financial crimes and compliance risk, including AML , sanctions, fraud, and anti-bribery and corruption frameworks. Understanding of ... critical operational risk management lifecycle activities * Experience working with enterprise-wide systems, emerging technologies, and data analytics to enhance financial crime detection and prevention capabilities * Experience building and developing high… more
- Wells Fargo (Charlotte, NC)
- …Qualifications:** + Experience in Anti-Money Laundering / Bank Secrecy Act ( AML /BSA) + Experience performing customer due diligence and enhanced due diligence ... analysis + Ability to communicate effectively, in both written and verbal formats, with senior executive-level leaders + Strong analytical skills with attention to detail and accuracy + Experience in Corporate and Investment Banking + Experience with financial… more
- Wells Fargo (Charlotte, NC)
- …Knowledge of transactional products (wires, ACH, check, cash vault, etc.) + Knowledge of BSA/ AML programs including KYC, CDD, EDD, CIP and / or other related risk ... and regulatory disciplines + Advanced Microsoft Excel skills + Demonstrated ability to evaluate risks and to communicate relevant risk in a simple, decisive, timely and market-appropriate manner + Strong decision-making, organizational and planning skills +… more
- Ally (Raleigh, NC)
- …Series SIE, 7 and 63 required * 1+ year of Financial Fraud (Banking, AML , Risk, Audit, etc.) additional knowledge highly preferred * High level of understanding of ... BSA and other regulatory environments * Bachelor's degree preferred * FINRA 66 and 24 recommended * Investigations experience highly valued * Strong attention to detail * Excellent written and verbal communication skills with strong emphasis on grammar *… more
- Coinbase (Charlotte, NC)
- …work experience in, topics like transaction monitoring, Enhanced Due Diligence, KYC, AML etc. ID: GPPM05US *Pay Transparency Notice:* Depending on your work ... location, the target annual salary for this position can range as detailed below. Full time offers from Coinbase also include target bonus + target equity + benefits (including medical, dental, vision and 401(k)). Pay Range: $180,370-$212,200 USD Please be… more
- Wells Fargo (Charlotte, NC)
- …of risk and compliance as related to large global clients, including minimally KYC and AML **Job Expectations:** + This ability to travel 25% of the time + This ... position offers a hybrid work schedule + This position is not eligible for Visa Sponsorship + Specific compliance policies may apply regarding outside activities and/or personal investing; affected employees will be expected to provide information to the Wells… more
- USAA (Charlotte, NC)
- …Vendor-based monitoring solutions such as Actimize and LexisNexis Bridger + AML /Compliance industry knowledge. **Worksite:** 200 West Blvd, Charlotte, NC 28203 ... Relocation assistance is Not Available for this position. This position is eligible for the Employee Referral Program. \#DNP **Compensation:** USAA has an effective process for assessing market data and establishing ranges to ensure we remain competitive. You… more
- Coinbase (Charlotte, NC)
- …cross functional teams on matters related to client risk * Work closely with AML and KYC team members to define scope, engage stakeholders, and drive execution of ... key initiatives * Serve as the Directly Responsible Individual (DRI) for preparing regulatory reporting and correspondence responsive to KYC regulatory inquiries * Work with sales, coverage, account managers, customer experience operations, product and… more