- TD Bank (Charlotte, NC)
- …by working in close partnership with other second line stakeholders (eg Risk, AML , HR) + Supports the development of Board reporting on monitoring and testing ... trends, key issues and action plans + Cultivates strong relationships with management across TD + Develops and maintains constructive relationships across second line to develop target state methodology for risk coverage + Ensures that Compliance Department… more
- Coinbase (Charlotte, NC)
- …institutions (eg GLBA) and the global financial regulatory frameworks (eg AML /KYC compliance, PSD2). * CIPP or similar certification(s) * Experience working ... with new and emerging privacy frameworks, specifically with experience in Canada and LATAM. Req ID: P71481* * \#LI-Remote *Pay Transparency Notice:* Depending on your work location, the target annual salary for this position can range as detailed below. Full… more
- Regions Bank (Charlotte, NC)
- …of Financial Crime Unit (FCU) processes such as fraud detection, AML , KYC,and transaction monitoring **Additional preferred experience for this specific ... opportunity** + C# (.NET Framework and .NET Core) + Experience with microservices architecture (RESTful and event-based + Metrics and Monitoring Tools - Prometheus, Grafana, Splunk + Test Automation + Docker/Kubernetes/Openshift + Python/Pyspark experience is… more
- Coinbase (Charlotte, NC)
- …*What we look for in you (ie. job requirements):* 10+ years of AML or Financial Crime Compliance knowledge experience, with a focus on delivering differentiated ... support strategies.Understanding with banking regulations, payment processes, compliance, consumer and/or institutional operationsProven experience as Compliance manager with In-depth knowledge of the industry's standards, regulations and best practicesAn… more
- TD Bank (Charlotte, NC)
- …**Customer Accountabilities:** + Conducts a variety of complex investigations, including AML , Sanctions/ABAC and Financial Crime + Applies sound methodologies to ... collect, preserve, and analyze evidence while staying current on global emerging risks and technology threats + Assesses and prioritizes files and investigates assigned cases ensuring proper protocols are in place and effectively applied + Works effectively… more
- American Express (Apex, NC)
- …experience within a financial institution + Deep knowledge of US banking regulations (eg, BSA/ AML , Reg Z, Reg E, Reg W, Fair Lending, UDAAP, etc.) + Experience ... designing and implementing compliance controls, programs, and assessments + Strong understanding of the regulatory environment and expectations of federal and state banking regulators. **Preferred Qualifications** : + Advanced degree (eg, JD, MBA, MPA) or… more
- SitusAMC (Raleigh, NC)
- …with adherence to internal and external compliance requirements related to AML , funds transfer policies, client confidentiality and data security. \#LI-AS1 ... #LI-Remote Note: This job description is not intended to be all inclusive or exclusive. At any time, employees may perform other related duties as required to meet the ongoing needs of the organization and participate in additional trainings. SitusAMC does not… more
- Robert Half Legal (Charlotte, NC)
- …audits, annual compliance reviews, and monitor financial rules like AI, cybersecurity, and AML ️ ✔️ Work closely with Finance and Accounting teams on reporting ... requirements Why This Role is a Game-Changer: + Guided career growth with mentorship from the General Counsel & Chief Compliance Officer + Exposure to diverse aspects of compliance, from insider trading rules to global fundraising requirements + Opportunity to… more
- Cherry Bekaert (Raleigh, NC)
- …engagements will be conducted for key areas including, but not limited to: + BSA/ AML and OFAC + Consumer Banking Regulations + Funds Transfer & ACH + Correspondent ... Banking + Electronic Banking + Deposit Operations **What you bring to the role:** + Bachelor's degree in accounting, finance or related business field of study + Relevant professional certification complete/in-process (ie CIA, CFSA, CBA, CPA, CFE, CAMS) +… more
- SitusAMC (Raleigh, NC)
- …with adherence to internal and external compliance requirements related to AML , funds transfer policies, client confidentiality and data security. + Prioritizes ... and plans work activities; uses time efficiently; sets goals and objectives; develops realistic action plans; displays willingness to make decisions; exhibits sound and accurate judgment; supports and explains reasoning for decisions; includes appropriate… more