- Textron (Fort Worth, TX)
- …\(GACC\), Foreign Corrupt Practices Act \(FCPA\), U\.S\. Anti\-Money Laundering Compliance \( AML \), conflict of interest, gift and hospitality requests, Know Your ... Customer \(KYC\) reviews, Textron Ethics & Compliance helpline investigations, compliance training, record retention, domestic consultant management, and Compliance Risk\-Assessment\. + Partner with the Human Resources and Labor Relations to identify and… more
- City National Bank (Dallas, TX)
- …with other audit groups to effectively plan, integrate and execute audits.Understands fraud, BSA/ AML and general IT risks in order to identify and assess key control ... activities in business processes. Leads and executes continuous monitoring activities periodically for the area assigned. Gathers and evaluates information received from business units and other external/regulatory sources.Ability to multi-task and work in a… more
- First National Bank of Omaha (Plano, TX)
- …bank policies, laws, and FINRA/SEC regulations, ensuring compliance with the bank's BSA/ AML Program as it applies to all job responsibilities. \#IND123 **The Ideal ... Candidate for This Role:** + Required Qualifications: + Bachelor's degree in Business Administration or related field or equivalent experience. + 3 years of experience in the investment or financial services industry. + FINRA Series 7 and 66 (or Series 63 &… more
- MUFG (Irving, TX)
- …written or diagrammatic) with strong detail orientation + Solid knowledge of KYC/ AML and data governance policy + Strong time management, prioritization, work ... organization and multi-tasking skills with a drive for efficiency, accuracy and risk management controls + Proficiency in MS Office - Word, Excel, PowerPoint, Access + The above statements are intended to describe the general nature and level of work being… more
- Amazon (Dallas, TX)
- …meaningful impact to their business. About the team The Application Modernization Lab ( AML ) is a strategic Amazon Web Services (AWS) Center of Excellence helping top ... customers solve their toughest technical challenges when moving legacy Windows applications to cloud native architectures. ABOUT AWS: Diverse Experiences Amazon values diverse experiences. Even if you do not meet all of the preferred qualifications and skills… more
- NCR VOYIX (Irving, TX)
- …of issues related to payment processing, including regulatory compliance (eg, PCI DSS, AML ), contracts, and risk management. + Advise on legal aspects of new product ... development and implementation, ensuring compliance with relevant laws and regulations. + Advise executive management with respect to industry legal issues related to payments. + Draft, review, and negotiate a variety of global agreements relating to payments… more
- Citigroup (Irving, TX)
- …manage customer data; Hands-on experience working with Anti-Money Laundering ( AML ) laws, regulations, and procedures; Managing client relationship escalation ... processes including resolving operational and service-related issues in collaboration with internal teams; Analyzing and reporting on client activities and operational metrics using reporting tools to support decision-making and improve workflow efficiency;… more
- Guidehouse (Richardson, TX)
- …documentation according to current procedures to identify, assess and mitigate BSA/ AML risk. + Analyze transaction data for patterns, anomalies, and potential ... fraud or other suspicious activity using general reasoning and logic; conduct detailed research, fact finding, and analysis; developing a narrative from research findings and identification of transaction patterns and anomalies; and assist with research and… more
- Charles Schwab (Austin, TX)
- …+ Stays current on industry and regulatory issues and standard methodologies for AML ; imparts this knowledge to the team and the auditees. + Excellent analytical ... skills, including the ability to anticipate issues and to design appropriate solutions. + Strong verbal and written communication skills with a shown ability to articulate effectively and authoritatively. + Bachelor's degree required. + Ability to travel… more
- CBRE (Houston, TX)
- …to establish, maintain and monitor compliance issues, with special attention to BSA, AML , KYC, and privacy issues. + Assist in audits performed by independent ... auditors, government agencies, licensing authorities in various states, and commercial lenders. + Work directly with the Company's corporate legal department to maintain proper legal existence for all CBRE DSF subsidiaries. + Work directly with the senior… more