- Coinbase (Trenton, NJ)
- …is responsible for executing Compliance controls with adherence to Coinbase's BSA/ AML program, transaction monitoring, KYC, CDD, and EDD policies, procedures and ... Lead a team of 10-15 Compliance (Transaction Monitoring / AML and Fraud Investigations/EDD) Analysts; * Ensure adherence to...a "culture of compliance" * Subject matter expert in AML compliance * Partner with Financial Crimes and second… more
- SMBC (Jersey City, NJ)
- …Description** Within the Compliance Operations Department, the KYC Advisory & Controls Associate is responsible for promoting oversight and control within the KYC ... the KYC Controls and Oversight Director, the KYC Advisory & Controls Associate will assist in promoting overall accountability for related operational efficiencies… more
- JPMorgan Chase (Jersey City, NJ)
- Come join the exciting world of Transfer Agency Operations! As an Associate on the TA Ops team, you will be working in a fast-paced environment, from ... and redemptions to moving cash for Clients/Funds/Investors to reviewing KYC/ AML . We also will work closely with Accounting/Tech/Client Service/Product...Then you might be a good candidate. As an Associate on the TA Ops team, you will be… more
- SMBC (Jersey City, NJ)
- …requirements Bank Secrecy Act/Anti Money Laundering/Office of Foreign Assets Control (BSA/ AML /OFAC), SMBC policies and procedures. The Associate follows ... on the behalf of the Vice President ("VP") and report into the VP. Associate have responsibility for overseeing the process under their VP's remit. Associates may be… more
- SMBC (Jersey City, NJ)
- …capacity of team leader or individual contributor. **Scope** Reporting to the ACG Associate or ACG VP, the ACG QC performs specialized tasks, routine operational ... policies and procedures of SMBC and Head Office and compliance with AML /BSA/OFAC regulations. + Performs new customer on boarding, account opening, account updates… more
- TD Bank (Ramsey, NJ)
- …details for this role. **Line of Business:** TD Wealth **Job Description:** The Associate Private Client Relationship Manager (ARM) is a high-touch point of client ... on clients who maintain smaller balances with TD. The Associate Private Client Relationship Manager I will serve as...+ Responsible for understanding and adhering to TD Wealth AML /ATF Policies and Procedures + Responsible for implementing TDs… more
- SMBC (Jersey City, NJ)
- …the Financial Crimes Compliance Department in the Americas, the White Glove Associate is responsible for performing Know Your Customer (KYC) onboarding and quality ... and performing quality control checks, the KYC Production & Quality Control Associate may be asked to assist with specialized projects, queue management, and… more
- Cherry Bekaert (Jersey City, NJ)
- …practice, we have an excellent opportunity for a **Senior Associate (Regulatory Compliance)** to join our team providing internal audit, ... power of the individual, keep reading. **As a Senior Associate , you will:** Work individually or as part of...for key areas including, but not limited to: + BSA/ AML and OFAC + Consumer Banking Regulations + Funds… more
- BlackRock (Princeton, NJ)
- …investor onboarding lifecycle including prequalification, and subscription agreement completion, AML /KYC review and reporting setups. The team partners closely with ... and exception reporting to ensure process integrity. **Experience & Qualifications** + ** Associate Role:** 3-5 years of experience, with a strong focus on overseeing… more
- SMBC (Jersey City, NJ)
- …and Analytics, in the Compliance Department, Americas Division, the Data Analytics Associate performs detailed analytics work in an independent fashion in support of ... Statistics, Analytics, or other related field). + 4 to 7 years of BSA/ AML compliance experience, particularly with data, platforms, and data management + Experience… more